The Marxist Critique of Religion: Dialectical Materialist Views

Paul N. Siegel
The Meek and the Militant

Part 1: The Marxist Critique of Religion
Chapter 2

The Marxist View of Religion
Dialectical Materialism and Its Criticism of French Materialism

‘The materialism of the last century,’ says Engels, was

predominantly mechanical, because at that time of all natural sciences only mechanics, and indeed only the mechanics of solid bodies – celestial and terrestial – in short, the mechanics of gravity, had come to any definite close … This exclusive application of the standards of mechanics to processes of a chemical and organic nature – in which processes the laws of mechanics are, indeed, also valid but are pushed into the background by other, higher laws – constitutes the first specific but at that time inevitable limitation of classical French materialism. The second specific limitation of this materialism lay in its inability to comprehend the universe as a process, as matter undergoing uninterrupted historical development … Nature, so much was known, was in eternal motion. But according to the ideas of that time, this motion turned, also eternally, in a circle and therefore never moved from the spot; it produced the same results over and over again … This same unhistorical conception prevailed also in the domain of history … Thus a rational insight into the great historical interconnections was made impossible, and history served at best as a collection of examples and illustrations for the use of philosophers. (On Religion, pp.231-3)

[dropcap]F[/dropcap]or dialectical materialism, on the other hand, change is not merely repetitive. Things undergo qualitative transformation in their interactions with one another. ‘The motion of matter is not merely crude mechanical motion, mere change of place, it is heat and light, electric and magnetic tension, chemical combination and dissociation, life and, finally, consciousness’ [1] (On Religion, p.171). These are different forms of motion.

Matter is not merely acted upon from outside; it is impelled by inner opposing forces. In the struggle between these inner forces a gradual accumulation of changes brings about at a given point a sudden transformation. Water that is heated is at a certain definite temperature transformed into steam; water that is cooled is likewise at a precise temperature transformed into ice. The addition of a single crystal to a supersaturated solution of certain crystals will cause a precipitation. In biological evolution, an accumulation of small changes leads to the emergence of a new species. [2]

The solar system, the earth, the plants and animals on it, human societies came into existence in this way. Everything is in a process of evolution, of coming into being and passing away. The main features of this process can be summed up in a very general manner by a series of laws which were first formulated by Hegel: interpenetration and struggle of opposites; development through contradiction; the transformation of quantity into quality and vice versa; ‘breaks of gradualness’; new stages of development which contain in a different and higher form something of what has been destroyed (‘the negation of the negation’).

Diderot anticipated to some degree the evolutionary views of the next century. [3] However, because other 18th century materialists saw the universe as a machine which repeats its movements, they were deists: a machine needs a ‘first impulse’ from a prime mover to get it started. Whereas the God of the Bible was a Middle Eastern monarch who ruled over the universe with the might and wisdom with which Solomon ruled over his kingdom, the God of the deists was a British constitutional monarch who did not interfere with nature’s laws and who, once having created the universe, presided over it but did not rule it. But as for Marxism, Engels commented, ‘in our evolutionary conception of the universe, there is absolutely no room for either a Creator or a Ruler; and to talk of a Supreme Being shut out from the whole existing world, implies a contradiction in terms’ (On Religion, p.295).

So too the 18th century materialists saw human society not as lawfully developing in accordance with its own internal forces but as acted upon from the outside by superior individuals who exerted their ideas and their will upon the inert masses of people. They tended to look upon religion as a conspiracy of kings, priests, and aristocrats to ‘lull to sleep the people in fetters’, as one of them put it [4], a theory which Marxism, as we shall see, regards as an oversimplification. At the same time in an elitist spirit they feared what would happen if not merely the educated, but the masses, were to reject the notion of the God of Christianity. This was the point of Voltaire’s quip ‘If God did not exist, it would be necessary to invent him.’

‘In the realm of history,’ said Engels (On Religion, p.256), ‘the old materialism becomes untrue to itself because it takes the ideal driving forces which operate there as ultimate forces, instead of investigating what is behind them, what are the driving forces of these driving forces.’ In short, it takes the ideas by which people explain their actions to be the impelling force of history instead of seeking the material causes which bring about changes in their view of things.

Marxism holds that, just as coping with their environment leads, in animals, to the evolutionary development of natural organs through natural selection, so with humanity the labour process leads to the development of tools, humanity’s artificial organs. The development of the forces of production, in which the means of production – the aggregate of tools socially organized – are an essential element, is the dynamic power of social development. Different social classes stand in different relationships to the mode of production, the productive forces plus the productive relations. The further development of the means of production, which disintegrated primitive collectivism and brought in class divisions, brings about the rise of new social classes, which after a gradual economic development effect a sudden transformation in society, a revolution.

Each ruling class, the class that owns the means of production, constructs an ‘ideology’, a system of ideas expressive of its outlook on life, that dominates its age. Other classes have different interests and ideas, but until they become revolutionary they normally tend to accept or at least adapt to the dominant ideology.

A new social class does not come into existence with a ready-made view of the world corresponding to its real conditions and constitution. Quite the contrary. At the beginning this budding formation may have as distorted and inadequate a picture of the social setup and its position and prospects in it as a child does of the world around it. The class’s distinctive conceptions have to be elaborated in the course of its activities and evolution by specialists in that line. [5]

These ‘specialists’, the ideologists of the class, generalize upon the class’s distinctive conceptions, which express the new needs and interests rising from its new social circumstances, shaping them into a new world-view.

In constructing an ideology, the ideologists of a class make frequent use of the ideas of the past in accordance with the same principle of economy of energy that distinguishes all production. The process of the construction of an ideology is complex, involving interaction between the diverse components of a class and its ideologists; it is not fully conscious. Although an ideology acts as a rationalization of a class’s social position and material interests, it is not mere hypocrisy but is sincerely trusted as truth by its members. For instance, the Puritans among the bourgeoisie of the late 16th century, who were often denounced as hypocrites by their opponents, generally had the genuine strength of their belief which made it possible for them to gain adherents and lead a revolution fifty years later.

On the ‘economic foundations’ or ‘material base’, the forces of production and the sum total of the relations into which people enter to carry on social production, there develops, then, an ‘ideological superstructure’ constituted by the various systems of ideas and cultural institutions of a society. The metaphor of base and superstructure is not to be construed to imply a static or one-way relationship between them. There is constant interaction among the diverse aspects of a given socio-economic order. In the ‘ideological superstructure’ religion acts upon literature, art, political theory, philosophy, and other kinds of ideological activity and is also acted upon by them. But there is also action on the economic base by ideological forces: the ideas that people have play a role in shaping the form of society, as did the Puritan ideas of the English revolutionary bourgeoisie in the 17th century. Ideology becomes a force in the class struggle, just as an individual’s concept of himself, even though mistaken, affects that person’s actions.

Ideological activities, however, are not independent forces. Although the people engaged in each form of ideological activity operate in accordance with the traditions and special concerns developed within that activity, these activities – even religion, which ‘stands furthest away from material life and seems to be most alien to it’ (On Religion, p.263) – are only relatively independent. All of these factors are different manifestations of the unified process of social development from which they have evolved. Amid all of the movements the most powerful movement acting upon them is the underlying economic movement. It is this underlying movement that ‘ultimately always asserts itself (Reader, p.202). [6]

The Marxist Analysis of the Origins of Religion

Marxism accepts the dictum of the earlier materialists, derived from Epicurus, that religion originated from the savage’s awe and fear in the face of an inexplicable nature. However, making use of subsequent comparative mythology and its own sociological insight, it has elaborated and expanded upon this observation. ‘All religion… is nothing but the fantastic reflection in men’s minds of those external forces which control their daily life,’ says Engels (On Religion, p.147), ‘a reflection in which the terrestrial forces assume the form of supernatural forces. In the beginnings of history it was the forces of nature which were first so reflected and which in the course of further evolution underwent the most manifold and varied personifications among various peoples.’

Using the findings of Edward Tylor, the founder of modern anthropology, Engels also called attention to the fact that the idea of a human being’s immortal soul came from the dreams of primitive peoples, who thought that during sleep the soul left the body and had the experiences of which a person dreamed. They assumed that this soul would leave the body after death as it did in sleep. What Engels did not know and what modern anthropology has established is that this soul, when it left the body on death, was, since it had supernatural powers, generally feared. [7] Some primitive peoples are afraid of cameras because they believe that souls are thereby captured on photographs. Even in civilized countries today mediums present, as evidence of their powers in summoning the spirits of the dead, photographs allegedly showing these spirits’ materializations, and books about poltergeists such as the The Amityville Horror gain enough credulous readers to become bestsellers.

In such dread and awe do primitive peoples hold the spirits of the dead that ancestors and outstanding persons are apotheosized into gods. [8] Contemporary anthropologists and students of comparative religion for the; most part agree that both natural forces and the spirits of the dead were the origins of the gods.

In the animistic stage of culture all nature was thought to be alive with souls The ancestral origin of some of the spirits and demons came to be forgotten, while others were remembered for a longer period of time … Polytheism seems also to have stemmed from animism. The more important the object in the life of a people, the greater its divine soul was considered to be … A mountain in Midian [Mount Sinai] contributed a Semitic god whose spiritualization has fathered at least three great religions. Among the Greeks, the Romans, the Indo-Aryans, the Teutons, and many other tribal groups, imagination in the course of time organized polytheism into a system and attributed a social life to the gods. [9]

Religion, therefore, is derived from the animism of primitive peoples, who do not differentiate themselves from the other things of nature, endowing them with spirits that have the thoughts and desires of human beings. Magic is the means by which the savage seeks to control these spirits either by inducing them to follow his example, squirting water from his mouth to cause rain, or by transferring their powers to himself, wearing a tiger’s tooth to gain the tiger’s strength.

Religion came into being with the advance from savagery to barbarism, when the passage from food-gathering to agriculture brought with it class society and an unproductive priesthood, just as in a higher stage of productive development the commercial centres of Greek civilization saw the birth of philosophy and in a still higher stage the industrial society of the 17th century saw the birth of modern experimental science. But the old persists amid the progress of the new. Religion continues although science advances, and it contains within it elements of magic.

Thus swine flesh may not be eaten by Jews or Muslims and cows may not be killed by Hindus, just as savages have taboos which forbid them to touch objects believed to be inhabited by supernatural beings or forces. The icon, the image of a saint or other sacred personage that is itself sacred, is similar to the fetish of the savage. Prayers, holy water, and priestly blessings are similar to the formulas, incantations, and rituals of magic. The doctrine of transubstantiation of the Catholic Church, which holds that in the rite of the Eucharist the bread and wine are actually converted into the body and blood of Christ although they retain their external appearance, resembles the cannibalism of primitive peoples who believe that eating a man’s flesh is a means of gaining his strength and courage. The ‘laying on of hands’ in various Protestant sects is a quasi-magical means of allaying distress – a power formerly reserved for kings and saints, including the unsaintly Charles II, whose ‘royal touch’ was supposed to be able to cure scrofula.

Both magic and religion have their origin in humanity’s lack of control over nature. Religion, however, also reflects humanity’s lack of control over the forces of society that resulted from class domination. This was first perceived by Engels, who pointed out that the students of comparative mythology in paying attention exclusively to the gods as imaginary reflections of the forces of nature overlooked one increasingly important factor in the evolution of religion. That was its connection with and conditioning by the loss of control over the forces of society with the advent of class distinctions and domination.

Side by side with the forces of nature, social forces begin to be active – forces which confront man as equally alien and at first equally inexplicable, dominating him with the same apparent natural necessity as the forces of nature themselves … At a still further stage of evolution, all the natural and social attributes of the numerous gods are transferred to one almighty god. (On Religion, p.148)

How the ‘natural and social attributes of the numerous gods’ were transferred to the God of the Old Testament is suggested by a recent student of comparative religion, Weston La Barre: ‘The priestly Jehovah himself is an odd syncretism of fertility- and place-daemons, fire- and volcano-god, Mesopotamian sky god and neolithic rain bull, shaman-husband [medicineman cultivator] of the land, and many others besides.’ [10]

The Marxist Perception of Religion as Ideology

The Marxist perception of religion as ideology is not the same as the French materialists’ view of religion as a conspiracy of the ruling class. This was not understood by Reinhold Niebuhr, one of the pre-eminent theologians of our time, who writes in his introduction to the Schocken edition of Marx and Engels on Religionthat Marx and Engels’ ‘appreciation of the socially radical peasants of the sixteenth century under Anabaptist religious leadership, revealed particularly in Engels’ article on the Peasant Wars, is not quite in agreement with Marxism’s central thesis that religion is a weapon always used by the established social forces.’ The function of an introduction to a book is to make the reader better acquainted with the author of the book and his ideas so that the reader comes to the book better oriented: it is, in short, to introduce, not traduce. But this statement, like other statements in Niebuhr’s introduction, with which we shall deal later, only misleads the reader.

Niebuhr’s statement is applicable to the Enlightenment philosophers’ view of religion as conspiracy. That was an unhistorical approach to religion. The philosophers rightly regarded the Catholic Church of their time as the enemy of progress and consequently looked upon religion as ministering exclusively to reaction at all times and in all respects. This was too one-sided an appraisal of the phenomenon.

In accord with the method of dialectical materialism Marx and Engels gave a much more concretely historical explanation of the role of religion through the ages which took into account its contradictory functions. Although the primary function of religion was to sanctify repressive institutions, because it dominated people’s thinking about the world and society around them, rebellious moods and movements among the oppressed in pre-bourgeois times – and even after – tended spontaneously to acquire a religious colouration and heretical cast. The aims and aspirations of social agitators were expressed through traditional religious ideas adapted to the need and demands of the insurgent masses.

There is, therefore, no sort of contradiction, as Niebuhr suggests, between the perception that German Anabaptism served the socially radical peasants and the perception that religion is a weapon used by the established social forces: religion – in different forms, of course – can be a weapon used by opposing sides. The reinterpretations of religious ideas have accompanied deep-going changes in social relations that have given rise to sharp class conflicts.

In fact, this is clearly stated, although obtusely disregarded by Niebuhr, in the very passage in Engels’ The Peasant War in Germany from which Niebuhr got his metaphor of religion as a weapon. There were three opposing forces in Luther’s time, says Engels, analysing the social classes in each, ‘the conservative Catholiccamp’, ‘the camp of burgher-like moderate Lutheran reforms’, and the ‘revolutionary party’ of Münzer, the Anabaptist leader (On Religion, p.103).

Luther had put a powerful weapon into the hands of the plebeian movement by translating the Bible. Through the Bible he contrasted the feudalized Christianity of his day with the unassuming Christianity of the 1st century, and the decaying feudal society with a picture of a society that knew nothing of the complex and artificial hierarchy. The peasants had made extensive use of this instrument against the princes, the nobility, and the clergy. Now Luther turned it against them, extracting from the Bible a real hymn to the God-ordained authorities such as no boot-licker of absolute monarchy had ever been able to achieve. (Ibid., p.108)

Nor did Marx and Engels regard German Anabaptism as a special exception, as Niebuhr implies. If he only had read with some care the book he was introducing, he would have found that they saw rebellious movements of the oppressed as taking their own distinctive religious forms from the earliest days of Christianity. ‘Christianity was originally a movement of oppressed people: it first appeared as the religion of slaves and emancipated slaves, of poor people deprived of all rights, of peoples subjugated or dispersed by Rome’ (ibid., p.316). ‘Revolutionary opposition to feudalism lasted throughout the Middle Ages. It took the shape of mysticism, open heresy, or armed insurrection … The heresies gave expression partly … to the opposition to feudalism of the towns that had outgrown it (the Albigenses, Arnold of Brescia, etc.), and partly to direct peasant insurrections (John Ball, the Hungarian teacher in Picardy, etc.)’ (ibid., p.99). In those two varieties of medieval heresy ‘we see, as early as the twelfth century, the precursors of the great antithesis between the burgher and peasant – plebeian oppositions, which caused the failure of the Peasant War’ (ibid., p.100).

At that time the plebeians were the only classes that … stood outside both the feudal and the burgher associations. They had neither privileges nor property … This explains why the plebeian opposition even then could not confine itself to fighting only feudalism and the privileged burghers; why, in fantasy at least, … it questioned the institutions, views and conceptions common to all societies based on class antagonism … In this respect, the chiliastic dream-visions of early Christianity offered a very convenient starting-point … This sally beyond both the present and even the future could be nothing but violent and fantastic. (Ibid., p.102)

The ‘chiliastic dream-visions of early Christianity’ – the idea of the second coming of Christ, which would bring a thousand years of the Kingdom of God on earth – inspired, then, the struggles of the poor and the oppressed for centuries. This sheds a new light on Marx’s ‘Religion is the opium of the People.’ This is generally taken to mean that religion is a drug which enables the masses to bear their misery by losing themselves in dreams that deprive tjhem of the capacity to revolt. This is the conception, as we have seen, of the Enlightenment philosophers, and it is undoubtedly a good deal of what Marx meant, but it is not all that he meant. Immediately preceding his famous sentence is the sentence ‘Religious distress is at the same time the expression of real distress and the protest against real distress’ (Ibid., p.42). Opium dreams can rouse to protest and struggle, can stimulate as well as stupefy Opium, however, is never conducive to realistic perception, and it is precisely because communism could not be achieved at that time, because the struggle for it could only be an anticipation of the future, that the yearning for it took the form of fantasy.

But even the revolutionary English bourgeoisie of the 17th century used religion – although not in so ‘violent and fantastic’ a form – to provide ‘the self-deceptions’ that the adherents of the revolution needed in order to ‘conceal from themselves the bourgeois limitations of the content of their struggles and to keep their enthusiasm on the high plane of the great historical tragedy.’ ‘Cromwell and the English people,’ therefore, ‘borrowed speech, passions, and illusions from the Old Testament for their bourgeois revolution. When the real aim had been achieved, when the bourgeois transformation of English society had been accomplished, Locke supplanted Habakkuk [the book of the Old Testament dealing with the triumph of divine justice over evil].’ [11]

With the rise of the bourgeoisie there came the development of science, which furthered industry; 17th century Calvinism, the religion of the revolutionary English bourgeoisie, paved the way for science [12], and the bourgeoisie and science soon went beyond religion.

The flag of religion waved for the last time in England in the seventeenth century, and hardly fifty years later appeared undisguised in France the new world outlook which was to become the classical outlook of the bourgeoisie, the juristic world outlook. It was a secularization of the theological outlook. Human right took the place of dogma, of divine right, the state took the place of the church … And because competition, the basic form of trade of free commodity producers, is the greatest equalizer, equality before the law became the main battle-cry of the bourgeoisie. (Ibid., pp.270-71)

The idea of the ‘inalienable rights’ of man, which fired the imaginations of the American and French revolutionists, was, however, a rationalization of the bourgeoisie, just as Puritanism had been a religious rationalization of the English revolutionists. ‘The sale and purchase of labour-power … is in fact a very Eden of the innate rights of man. There alone rules Freedom, Equality, Property.’ [13] Ostensibly, both capital and labour enter into a contract as free agents in which they exchange on an equal basis that which is the possession of each, money and labour. In reality, since the worker must starve if he does not sell his labour-power, he is under constraint to be exploited. Capitalists and workers are theoretically equal before the law, but that equality received its best comment in the famous sentence of Anatole France: ‘The law in its majestic equality forbids the rich as well as the poor to sleep under bridges, to beg in the streets and to steal bread.’

However, if the bourgeoisie in its revolutionary heyday gave up religion for a secularistic ideology, in the 19th century it returned to religion although it could not summon up the old fervour. The British bourgeoisie had been terrified by the Jacobins and the sans-culottes of the French Revolution and attributed the whole nasty affair to the spread of irreligion. ‘By 1795,’ says Bertrand Russell, ‘almost all the well-to-do in England saw in every un-Biblical [geological] doctrine an attack upon property and a threat of the guillotine. For many years British opinion was far less liberal than before the Revolution.’ [14]

Soon enough, however, the English bourgeoisie did not stand alone in its acceptance of religion. With the growth of socialism ‘British respectability,’ says Engels, triumphed over ‘the free thought and religious laxity of the Continental bourgeois.’

Nothing remained to the French and German bourgeoisie as a last resource but to silently drop their free thought, as a youngster, when sea-sickness creeps upon him, quietly drops the burning cigar he brought swaggeringly on board; one by one, the scoffers turned pious in outward behaviour, spoke with respect of the Church, its dogmas and rites, and even conformed with the latter as far as could not be helped … Religion must be kept alive for the people – that was the lonely and last means to save society from utter ruin. (Ibid., pp.312-13)

That Engels is correct in seeing the Continental bourgeois turn to religion as a consequence of the growth of socialism is attested to by so eminent an historian and so sympathetic a friend of religion as Arnold Toynbee:

Towards the close of the 19th century, a section of the French bourgeoisie that had been anti-clerical or agnostic or atheist since at least as far back as the time of the French Revolution reverted to a profession of Roman Catholic orthodoxy in a more or less cynical mood, because they had come to think that the Roman Catholic Church’s deeply ingrained conservatism was now making the Church a bulwark of private property in an age in which socialism was on the march. [15]

Thus the European bourgeoisie, after having in its most progressive sections rejected the drug of religion, became its ‘pushers’. The Enlightenment thinkers’ view of religion as a cynical ruling-class conspiracy was – although ‘pushers’ are themselves often drug addicts – closer to reality at this time than during the Enlightenment itself.

Since the French Revolution, however, religion has become, said Engels, speaking of the advanced capitalist countries of Europe (his statement must be qualified when one speaks of the predominantly peasant countries in the periphery of world capitalism) [16], ‘incapable of serving any progressive class as the ideological garb of its aspirations’ (ibid., p.266). The working class has no need of the illusions of religious ideology or any other kind of ideology to make its revolution. Marx’s materialistic concept of history, the world outlook of the politically conscious workers, has in fact served to dispel such illusions, bringing about for the first time a consistent concordance between the aims of a revolutionary class and its general outlook, free of religious and other ideological obfuscation.

Marxism and Modernist Christianity

Among the religious illusions which Marxist materialism dispels are those of modernist Christianity, a modification of the earlier Christianity attacked by the French materialists.

As a result of the advance of science Christians had to surrender bit by bit what had been regarded as essential elements of their faith. The warfare between science and religion took place in the 16th and 17th centuries on the front of astronomy and in the 19th century on the fronts of geology and biology. Fighting on these fronts was fierce, but the successive retreats of the Christians enabled believing scientists to continue to adhere to the religion of their time as that religion became modified. Today, as at most times in the last three hundred years, it is said that science and religion have established a peace [17], although Protestant fundamentalists and some Catholic theologians are still fighting a rearguard action. Scientists on such fronts as biochemistry and psychology, where such matters as the origin of life and the indivisibility of mind and body are involved, continue, however, to wrest territory from theology.

Engels, surveying the process taking place in his own time, observed ironically:

God is nowhere treated worse than by the natural scientists who believe in him … One fortress after another capitulates before the march of science, until at last the whole infinite realm of nature is captured for science, and there is no place left in it for the Creator … What a distance from the old God – the Creator of heaven and earth, the maintainer of all things – without whom not a hair can fall from the head! (Ibid., pp.192-3)

Just as Henry IV said of his conversion to Catholicism to gain the throne, ‘Paris is worth a mass’, so the contemporary theologian can say ‘Maintenance of the church is worth the sacrifice of the old God.’

Not only has religion retreated before the onslaught of natural science; it has retreated before the advance of the philological study of the Bible. Using methods literary scholars have used on other texts, Biblical scholars have shown that the Bible was written over a period of more than fourteen centuries, the earliest parts going back to before 1200 BC, the latest having been written in the middle of AD 200. The first five books of the Old Testament, which had been attributed to Moses, were actually written by several people at different times in an order which was not the same as the order in the Bible. Thus at least three people wrote Genesis, the first chapter of which was written some centuries after most of the second chapter. So too the gospel of the New Testament, which had been believed to be eye-witness accounts by Jesus’s disciples, have been found to be compilations of oral tradition that had accumulated over a period of time. [18]

Liberal theologians have accepted these findings but have continued to regard the Bible as in some sense the word of God even though it is not a direct communication from Moses who got it straight from Jehovah or a recital of events by the disciples of Christ who had witnessed them. This kind of liberal theology was already present in the time of Marx and Engels. Engels speaks of ‘that latitudinarian criticism’ of the Bible ‘which prides itself upon being unprejudiced and thoroughgoing, and, at the same time, Christian. The books are not exactly revealed by the holy ghost, but they are revelations of divinity through the sacred spirit of humanity, etc.,’ (ibid., p.205).

Characteristic of this liberalism is the article on the Bible by the theologican Sanday in the Encyclopedia of Religion and Ethics. ‘Given a spiritual interpretation of the universe,’ writes Sanday,

assuming that behind the world of phenomena there is a supreme spirit which has brought it into being, there has been a wide-spread belief that this Spirit desires to be known, and has caused itself to be known, by the most intelligent of its own creatures … The whole idea of Spirit ‘speaking to’ spirit is, of course, metaphor … But if we are to suppose that God has ‘spoken to’ man, how should He speak? … Surely it is very credible that the method of communication chosen might well be through the influence of the higher Spirit upon the lower, not in equal degree upon all individuals but pre-eminently upon some. That is the way in which the Bible appears to describe the relation of God to man … When we come to consider him [man] as a religious being, we find … that his career has been on the whole one of gradual and progressive advance … If we look steadily upon the contents of the Bible from this point of view of ‘an increasing purpose,’ they seem quite worthy to have come from God … There are certainly some ways – many ways – in which the Bible is not infallible, and therefore not in the strict sense authoritative. More and more the authority of the Bible has come to be restricted to the spheres of ethics and religion. But more and more it is coming to be seen even within these spheres, allowance must be made for difference of times.

Sanday rejects the old anthropomorphic God who spoke to Moses, as the Bible says, ‘just as a man speaks with a friend’ but did not permit him to see his ‘face’, only his ‘back’ – it must have made communication awkward – since no one could see the face of God and live (Exodus 33: 11, 20-23). The idea of spirit speaking to spirit is only a metaphor since speech implies a larynx and a material body. Nevertheless God supposedly exerted his ‘influence’ on the authors of the Bible although how he communicated ideas without language (‘Ideas do not exist apart from language’, as Marx pointed out) [19] is not specified.

The message of the Bible which is the result of God’s communication to a few choice spirits is said to be becoming increasingly clear in the course of man’s spiritual evolution, which is part of the divine plan. Its authority is now seen to be restricted to ethics and religion – that is, to the enunciations of the commandments of the God whose existence Sanday had begun by assuming, not proving. What it has to say about the things which are contradicted by natural science are to be regarded as the crudities adapted to the ignorance of the men whom God ‘influenced’, not as eternal truths.

This is the doctrine of accommodation by which the absurdities of the Bible are explained by the need of God to accommodate himself to the limited intelligence of man. The trouble with this explanation is that it makes God accommodate himself much too much: the supposed concession to man’s limited intelligence is really a stumbling-block in the way of the progress of that intelligence. Blind belief in the Bible has been the prime source of obscurantist resistance to the acquisition of knowledge concerning the universe and humanity. Not only was it used to forbid the teaching of Copernican astronomy, to engage in witch-hunts, and to oppose the concept of biological evolution, in our day it has been used by South African Boers to defend apartheid and by Mormons to exclude Blacks from the priesthood, thereby consigning them to a lower place in the Celestial Paradise, that is, to a segregated heaven. It really seems as if an all-wise God could have done better.

Even in the spheres of ethics and religion the modernist theologian concedes that allowance must be made for differences in times. This spares him the embarrassment of defending such things as the commands that men who will not obey their parents should be stoned to death (Deuteronomy 21: 18-21), as should brides who are ‘proven’ not to have been virgins on their wedding night by their not being able to exhibit blood-stained sheets (Deuteronomy 22:15-20). But what then remains after such allowances have been? The answer given by the modernist theologian is that the Ten Commandments and the Sermon on the Mount teach us a morality that is true for today and always and is so sublime that it must have in some sense come from God.

Engels, on the other hand, rejects ‘every attempt to impose on us any moral dogma whatsoever as an eternal, ultimate, and forever immutable moral law’ (Reader, p.252). In rejecting moral absolutes Engels anticipates what the great anthropologist Sir James Frazer found from his study of many cultures: ‘The old view that the principles of right and wrong are immutable and eternal is no longer tenable. The moral world is as little exempt as the physical world from the law of ceaseless change, of perpetual flux.’ [20] But, although there are no moral absolutes, ends and means are dialectically interconnected, with ends determining means and with the achievement of an end becoming the means of achieving a further end. Since, for instance, the liberation of the working class can only come about through the workers themselves, socialism cannot be achieved by the deception and coercion practised by Stalinist ‘leaders’. [21]

Engels, unlike Frazer, sees the changes in morality as arising from the economic development of society:

All former moral theories are the product, in the last analysis, of the economic stage which society had reached at that particular epoch. And as society has hitherto moved in class antagonisms, morality was always a class morality; it has either justified the domination and the interests of the ruling class, or, as soon as the oppressed class has become powerful enough, it has represented the revolt against this domination and the future interests of the oppressed. That in this process there has on the whole been progress in morality, as in all other branches of human knowledge, cannot be doubted. But we have not yet passed beyond class morality. A really human morality which transcends class antagonisms and their legacies in thought becomes possible only at a stage of society which has not only overcome class contradictions but has even forgotten them to practical life. (Reader, p.252)

If we examine the Ten Commandments and the Sermon on the Mount, we find that they do not constitute in truth an immutable and acceptable moral dogma. The Second Commandment, for instance, which announces that God will ‘tolerate no rivals’, states: ‘I bring punishment on those who hate me and on their descendants to the third and fourth generations’ (Exodus 20:5). Would liberal theologians defend this vengefulness upon the grandchildren and great-grandchildren of criminals as a guide to human conduct today?

The Tenth Commandment states: ‘Do not desire another man’s house; do not desire his wife, his slaves, his cattle, his donkeys, or anything else that he owns’ (Exodus 20:17). Here the existence of slavery is accepted as moral, and women are regarded as possessions similar to cattle. The low place of women is manifestly derived from the same patriarchal culture of a nomadic tribe which caused Lot, the upright man of God, to offer his two daughters to the wicked men of Sodom if they would not rape the two male strangers who were Lot’s guests (Genesis 19: 7-8). Among nomads in a desert country hospitality is all-important, but women do not count for much.

The commands ‘Do not steal’ and ‘Do not commit murder’, derived from Hammurabi’s codification of the Babylonian laws that had come down to him from earlier times, are more enduring moral precepts, necessary for the normal functioning of civilized society. Because of social tensions and class contradictions, however, these precepts cannot be absolute and will be at times regarded differently, especially by opposing classes.

The Bible relates, for instance, how Joseph, favoured by God, was able to foretell years of famine and advised the pharaoh to accumulate a large store of grain. When the famine came, the people of Egypt and Canaan were forced by hunger to give their livestock and their land to Joseph, acting as the pharaoh’s governor, and to become the pharaoh’s slaves in return for food. They bound themselves and their descendents, moreover, to give the pharaoh one-fifth of the harvest they cultivated for him (Genesis 47: 18-26). The Bible evidently regards this extortion as commendable conduct on the part of Joseph. Rebellious slaves, however, would have regarded it as a form of stealing, whereas if they were to have expropriated the land they or their forefathers had relinquished under duress this would have been regarded as stealing by the pharaoh and his underlings, including the privileged priests, who had not been required to give up their land and who received allowances from him.

Moreover, as Engels points out, ‘Do not steal’ is not an eternal moral law. Stealing presupposes the prevalence of private property and its concepts of ownership. ‘In a society in which the motive for stealing has been done away with, in which therefore at the very most only lunatics would ever steal, how the preacher of morals would be laughed at who tried solemnly to proclaim the eternal truth: Thou shalt not steal’ (Reader, p.252).

The Arctic explorer Vilhjalmur Stefansson, who observed at close range the Stone Age Eskimos of Coronation Gulf from 1906 to 1918, tells in fact of such a society, a society of primitive communism.

The system which I watched breaking down under the combined influence of Christianity and the fur trade was on its economic side communism. Natural resources and raw materials were owned in common, but made articles were privately owned … You don’t have to accumulate food, apart from the community’s store; for you are welcome to all you reasonably need of the best there is. You do not have to buy clothes; for they will be made for you by some , woman member of your family or by some woman friend … You do not have to accumulate wealth against your old age; for the community will support you as gladly when you are too old to work as it would if you had never been able to work at all – say because you had been blind from infancy.[22]

In this society the Judeo-Christian injunction ‘Do not steal’ did not have any meaning – or at least it did not until Christianity and capitalism disrupted the old ways.

Even less than the injunction forbidding stealing has the injunction forbidding killing been an absolute, even to the faithful. Catholics thought that they were performing a religious duty in killing every Huguenot in sight on St Bartholomew’s Eve. Although the Huguenots presumably differed with them on this doctrinal point, Protestants were nevertheless not always averse to killing. Luther felt the same way about the German peasants during their uprising as the French Catholics did about the Huguenots. ‘They must be knocked to pieces, strangled and stabbed, covertly and overtly, by every one who can, just as one must kill a mad dog!’ he exhorted (On Religion, p.107).

The churches, of course, have always condoned mass murder, using the doctrine of the ‘just war’. Coincidentally, each church has found the war conducted by its own state to be a just one. While the Kaiser in World War I spoke of ‘Gott und mich’, the English poet Rupert Brooke summoned his countrymen to fight ‘for God, King and Country’. Each regime is confident that the old ‘God of Battles’ is on its side. On the other hand, the war which the ruling class of the imperialist nations presented as a holy war, the Russian Bolsheviks rejected as a capitalist war, calling upon the working people of all countries to oppose it. Different classes, different moral criteria and conclusions.

The Sermon on the Mount is no more a moral doctrine whose superiority proves that it is a revelation of God than is the Ten Commandments. If the test of truth is experience, then the morality of the Sermon on the Mount has been refuted by life. As Marx said,

Does not every minute of your practical life give the lie to your theory? Do you consider it wrong to appeal to the courts when you are cheated? But the apostle writes that that is wrong. Do you offer your right cheek when you are struck upon the left, or do you not institute proceedings for assault? Yet the Gospel forbids that … Are not most of your court proceedings and the majority of civil laws concerned with property? But you have been told that your treasure is not of this world. (Ibid., p.35)

The claim that the doctrine is so lofty that it cannot be realized in life is only an expression of underlying contempt for it: ideas which are so pure that they are sullied by contact with reality are not worth anything. One pays lip-service to them, but they are not a guide for one’s conduct; they are sterile abstractions.

In reality, the Sermon on the Mount expressed a doctrine which enabled the oppressed of the Roman Empire to find consolation for their lot. To those who suffered constant humiliation it preached the glory of submission. [23] The psychologist Bruno Bettelheim, who was imprisoned in a Nazi concentration camp, has revealed the shocking fact that some of the prisoners there were so broken that they fell in love with their guards. This is the sick masochism of the slave who loves those who abuse him. The slave who struggles against his slavery, however, thereby frees himself of his slave psychology.

Far from showing moral superiority, the Sermon on the Mount expresses the sneaking resentment of those who are wretched but cannot give vent to their sense of injustice.

Happy are you who weep now; you will laugh! Happy are you when people hate you, reject you, insult you, and say that you are evil, all because of the Son of Man! Be glad when that happens and dance for joy, because a great reward is kept for you in heaven… But how terrible for you who are rich now; you have had your easy life! How terrible for you who are full now; you will go hungry! How terrible for you who laugh now; you will mourn and weep! (Luke 6: 21-25)

Is there not a suppressed vindictiveness here that is masked by the statement ‘Love your enemies, do good to those who hate you, and pray for those who mistreat you’? (Luke 6: 27-28). To his followers Christ says, ‘Pray for your enemies, and you will go to heaven, but your enemies, who are now laughing, will weep and wail in hell.’ To his opponents he says, as we might put it in the vernacular employed by the Good News Bible, ‘That’s all right, bud – go ahead and laugh. You’ll get yours some day. He laughs best who laughs last.’ The palming off on God of one’s own unacknowledged desire for justice leads to a patent self-contradiction. ‘Do not judge others,’ says Christ, ‘and God will not judge you; do not condemn others, and God will not condemn you; forgive others, and God will forgive you … The measure you use for others is the one God will use for you’ (Luke 6: 37-38). But he had just before said of God, ‘He is good to the ungrateful and the wicked. Be merciful just as your Father is merciful’ (Luke 6: 35-36). In saying that if you are unforgiving God will be unforgiving to you, he is contradicting the statement that God is merciful to the wicked. God, the model for mercy, whom humanity is urged to imitate, is himself vengeful. In actuality, the revelations that purportedly come from God are merely an expression of human desires and dreams.

Marxism and Agnosticism

In the 18th century religious disbelief often took the form of deism, belief in a God which denied scriptural revelation or established religion; in the 19th century it often took the form of agnosticism. The word ‘agnosticism’ was invented by Thomas Henry Huxley from the Greek agnost(os) (‘not known, incapable of being known’) to refer to the doctrine that it is impossible to gain knowledge concerning the existence or non-existence of God.

Engels said of agnosticism:

What, indeed, is agnosticism but, to use an expressive Lancashire term, ‘shamefaced’ materialism? The agnostic’s conception of nature is materialistic throughout. The entire natural world is governed by law, and absolutely excludes the intervention of action from without. But, he adds, we have no means either of ascertaining or of disproving the existence of some Supreme Being beyond the known universe … Thus, as far as he is a scientific man, as far as he knows anything, he is a materialist; outside his science, in spheres about which he knows nothing, he translates his ignorance into Greek and calls it agnosticism. (On Religion, pp.295-8)

Humanity, however, will never acquire a complete knowledge of the universe, which is inexhaustible. Dialectical materialism holds that every scientific theory is only a rough approximation of reality, an approximation which becomes more and more close to the truth as scientific knowledge advances, but that this greater closeness to the truth is that only compared to the previous theory. But, says Engels, quoting Spinoza on the obscurantist argument for believing on the basis of ignorance, ‘Ignorantia non est argumentum’ (ibid., p.193). Ignorance, whether we translate it into Greek or Latin, is not an argument for God. In the dialectic of humanity’s enlargement of its understanding of nature, ignorance becomes in the process of time knowledge, which has, however, a new though lesser element of ignorance in it. If we explain what is at the moment unknown by reference to God, we are blocking the way to new discoveries. The development of our understanding of nature, then, is in contradiction with the idea of God. This is implicitly recognized by the agnostic in practice although in theory he leaves open the possibility that there is a God, whom, however, we shall never get to know.

Such a theoretical possibility serves no purpose but a mischievous one. If, for instance, carried away by Bardolotry, I were to claim A Midsummer Night’s Dream as a new Bible which reveals to us the actual existence of Oberon, Titania, and their court, opponents to this claim could not absolutely disprove it. Since the fairies are invisible to ordinary mortals’ eyes, the fact that trustworthy witnesses have not seen them is not proof that they do not exist. Moreover, it could be argued against opponents of our new Bible, that, as the Eleventh Edition of the Encyclopedia Britannica says in its article ‘fairy’, ‘one of the most interesting facts about fairies is the wide distribution and long persistence of the belief in them’. Here we have an example of that consentium gentium, that common agreement by peoples everywhere, by which theologians set such store as an argument for God.

However, since there is no evidence at all that Oberon and Titania exist except as creatures of the imagination, since it is easy enough to see how they and their court are derived from the real-life Renaissance monarch and his court, and since the belief that bad weather occurs as a result of domestic quarrels between them gets in the way of our study of how the weather changes and how we may control it, it would seem proper to dismiss the notion of the actual existence of Oberon and Titania out of hand and to say that the person who takes this fairy tale for reality is like that ass Bottom and his crew, who confuse the play they are putting on with real life. The same is true of the belief in God. We may add that mistaking fiction for reality is not conducive to appreciating the artistry of the fiction as well as to understanding reality – and that this is true for both the Bible and A Midsummer Night’s Dream.

Engels and Freud on Religious Alienation

What Marx and Engels had to say about religion anticipates remarkably what Freud says about it in The Future of an Illusion although Freud knew very little about Marxism. Religion, states Freud, is a ‘wish fulfilment’ that was ‘born from man’s need to make his helplessness tolerable’ and ‘was built up from the material of memories of the helplessness of his own childhood and the childhood of the human race. It can be clearly seen that the possession of these ideas protects him in two directions – against the dangers of nature and Fate, and against the injuries that threaten him from human society itself.’ [24] So, it will be recalled, did Engels speak of the gods as reflecting the ‘forces of nature’ and ‘social forces’ which were ‘alien’ and ‘inexplicable’ and which humanity called upon to protect it, not to destroy it.

‘Religion,’ Freud goes on, ‘is comparable to a childhood neurosis.’ Freud is, however, ‘optimistic enough to suppose that mankind will surmount this neurotic phase, just as so many children grow out of their similar neurosis’. [25] So too Engels wrote, echoing Ludwig Feuerbach (from whom he and Marx profited although they found that Feuerbach’s materialism did not go far enough):

Religion is essentially the emptying of man and nature of all content, the transferring of this content to the phantom of a distant God who then in his turn graciously allows something from his abundance to come to human beings and to nature … Man has in religion lost his own existence, he has renounced his humanity, and now is aware (since through the progress of history religion has begun to totter) of its emptiness and lack of content. But there is no salvation for him, he can once more win his humanity, his (essence only through a basic overcoming of all religious assumptions and a Decisive, honest return not to ‘God’, but to himself. (Reader, pp.234-8)

Prostrating themselves before the God of their own creation, human beings are alienated from themselves and their fellows. The protection they gain from this God is at the cost of the integrity of the self. Just as with a child submitting to a domineering and capricious father, submission to God only increases insecurity by creating dependence on an arbitrary force and fosters a suppressed rebelliousness against Big Daddy that adds to fears of retaliation. It is only when humanity has finally freed itself from this dependence that it can be free.

‘By withdrawing their expectations from the other world and concentrating all their liberated energies into their life on earth,’ says Freud, human beings ‘will probably succeed in achieving a state of life in which life will become tolerable for every one and civilization no longer oppressive to any one.’ [26] The Marxist adds that this will only be accomplished when the present society, which brings the evils of unemployment, inflation, and war, before which the masses of people are impotent, has been overthrown and a new society, in which social relationships are clear and unveiled and human beings are not alienated from the products of their labour, has been constructed.

It is true that in any kind of society human beings will still be subject to injury, disease, and death. But where these are seen to be the working of natural law, not arbitrary acts, they are endurable and in part remediable. ‘Necessity is blind only in so far as it is not understood.’ Freedom does not consist in the dream of independence of natural laws, but in the knowledge of these laws, and in the possibility this gives of systematically making them work towards definite ends’ (Reader, p.266).

Since, however, religion will vanish only after ‘the last alien force which is still reflected in religion’ vanishes, it would be wrong for a revolutionary regime to prohibit the practice of religion. Thus Engels, attacking what he called the ‘Prussian socialism’ of Dühring, who advocated just such a prohibition, said: ‘Herr Dühring … cannot wait until religion dies this, its natural, death … He incites his gendarmes of the future against religion, and thereby helps it to martyrdom and a prolonged lease of life.’ (On Religion, p.149).

Similarly, Freud wrote:

It is certainly senseless to begin by trying to do away with religion by force and at a single blow. Above all, because it would be useless. The believer will not let his belief be torn from him, either by arguments or by prohibition. And even if this did succeed with some it would be cruelty. A man who has been taking sleeping draughts for tens of years is naturally unable to sleep if his sleeping draught is taken away from him. [27]

In the realm of religion at least there is no point to making a drug addict, whether of sleeping draughts or of opium, go ‘cold turkey’. It is better to remove the conditions which have caused him to take up his habit.

 

Top of the page

Chapter 3

 

Notes

1. 20th century physics sees the atom as a miniature solar system within which negative electrons move around a positive nucleus. Instead of saying that motion is inherent in matter, it says that matter and energy are one. The so-called disappearance of matter and its reduction to electricity, said Lenin, does not contradict materialism, for the materialist is not committed to any kind of structure of matter, only to the concept of matter as an objective reality existing outside of the mind. On the contrary, it corroborates dialectical materialism, which ‘insists on the approximate, relative character of every scientific theory of the structure of matter and its properties’ and ‘on the absence of absolute boundaries in nature’ (Reader, pp.88-90).

2. One of the foremost contemporary authorities on biological evolution, George Gaylord Simpson, emphasizes its dialectical character. There are, he asserts, two ‘interwoven patterns’ of ‘constant occurrence and major importance’ in evolution, the ‘pattern of trend’, which is ‘progressive’, and the ‘pattern of change in adaptive type’, which is ‘more rapid and sporadic, recurrent rather than continuous’. ‘The times of rapid expansion … are the “explosive phases” of evolution.’ Such an explosive phase, ‘the adoption of a new and distinct way of life’, occurred when reptiles left the water for land. Cf. George Gaylord Simpson, The Meaning of Evolution (New Haven: Yale University Press, 1950), pp.238-9.

3. Diderot, Interpreter of Nature: Selected Writings, ed. Jonathan Kemp (New York: International Publishers, c. 1943).

4. Franklin L. Baumer, Religion and the Rise of Skepticism, (New York: Harcourt, Brace, 1960), pp.47-8.

5. George Novack, Pragmatism Versus Marxism, (New York: Pathfinder Press, 1975), p.9.

6. The preceding six paragraphs are drawn from my Marxism and Shakespearean CriticismShakespeare Newsletter, 24 (September-November 1974), 37, in which I presented as simply and concisely as I could the basic tenets of Marxism and the way they can be used in the study of literature. The essay is reprinted in Shakespeare’s English and Roman History Plays: A Marxist Approach, (London and Madison, NJ: Fairleigh Dickinson University Press, 1986).

7. George Peter Murdock, Our Primitive Contemporaries, (New York: Macmillan 1946), pp.11, 126, 183, 253, 313, 502, 585-6.

8. Ibid., pp.78, 127, 185, 346-7, 502, 545, 586.

9. Quinter Marcellus Lyon, The Great Religions, (New York: Odyssey Press, 1957), pp.28-29.

10. Weston La Barre, The Ghost Dance: Origins of Religion (Garden City, NY: Doubleday, 1970), p.562.

11. Marx, The Eighteenth Brumaire of Louis Napoleon, Marx & Engels, Basic Writings on Politics and Philosophy, ed. Lewis S. Feuer (Garden City, NY: Doubleday, 1959), pp.321-2.

12. Cf. Christopher Hill, Science and Magic in Seventeenth Century England (mimeographed text of a lecture given to the J.D. Bernal Peace Library, 19 October 1976), pp.6,9: in rejecting ‘the magical elements in medieval Catholicism’ – ’holy water, relics, incantations, crucifixes, exorcisms’ – Calvinism ‘prepared for the reception of the mechanical philosophy.’

13. Marx, Capital, (London: George Allen & Unwin, 1957), p.155 (vol.1, ch.6).

14. Russell, Religion and Science, p.64.

15. Arnold Toynbee, Traditional Attitudes towards DeathMan’s Concern with Death (New York: McGraw-Hill, 1968), p.127.

16. See below, pp.162 (Buddhism in Asia Today), 164 (Hinduism and the Nationalist Struggle), 184-6 (Islam and Anti-Imperialist StruggleIslam and Modernization), 206-07 (The Sandinistas and Religion).

17. Concerning the reaching out toward religion by scientists, the English scientist Lancelot Hogben comments (The Nature of Living Matter, 1930, p.28):

The apologetic attitude so prevalent in science today is not a logical outcome of the introduction of new concepts. It is based upon the hope of reinstating traditional beliefs with which science was at one time in open conflict. This hope is not a by-product of scientific discovery. It has its roots in the social temper of the period … Contemporary philosophy has yet to find a way out of the intellectual discouragement which is the heritage of a World War. (Quoted by Bertrand Russell. The Scientific Outlook [Glencoe, Ill. Free Press, 1931], p.132.)

For a devastating analysis of the religious yearnings of Eddington and Jeans, of religionists’ use of Heisenberg’s Principle of Indeterminacy to deny natural law, and of their finding a divine purpose in biological evolution, see pp.101-33 of The Scientific Outlook.

18. The Interpreter’s Bible, ed. George A. Buttrick, Nolan B. Harmon, et al. (New York: Abingdon Press, 1952-57), I, 439-40, 465; VII, 242, 630.

19. Quoted by S.S. Prawer, Karl Marx and World Literature, (New York: Oxford University Press, 1978), p.291.

20. James Frazer, The Golden Bough, (London, 1911), III, vi.

21. Cf. Leon Trotsky, Their Morals and Ours, (New York: Merit Publishers, 1969), pp.36-9.

22. Vilhjalmur Sjefansson, Lessons in Living from the Stone AgeA Treasury of Science, ed. Harlow Shapley et al. (New York: Harper & Brothers, 1946), pp.508-10.

23. It should be noted, however, that there are indications in the New Testament of a different Christ than the one who is represented as delivering the Sermon on the Mount, the Christ who drove the money-changers out of the temple and who probably was the authentic historical figure before he was enveloped by legend and myth. (See below, p.72 [Christianity’s Inception among the Jews]).

24. Sigmund Freud, The Standard Edition of the Complete Psychological Works, (London: Hogarth Press, 1962), vol.21, p.18.

25. Ibid., p.53.

26. Ibid., p.50.

27. Ibid., p.49.

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The Greeks Are Being Unfairly Maligned by Global Financiers: The Truth Is Very Different

 By Lynn Parramore, AlterNet 

Greece is again illuminating the path for humanity. Few people have fought so hard as the brave Greeks to get rid of tyranny—from ancient times to our epoch. 

YIANNIS MANAGES A SMALL INN IN CRETE.  The 50-year-old from Heraklion with salt-and-pepper hair and a hefty moustache has a son just graduating from college.

“We tell the young people to leave,” he says quietly. “There’s nothing for them here.” Protests and strikes are sweeping the nation, but Yiannis doesn’t like talking about the economy. I sense a feeling of pride holding him back. But he does offer this insight: “We know that it is the ordinary people, not the rich and the powerful, who pay for this.”

The Lazy Greek Meme

Greece is a land of ancient myth. But more recent myths have made Greeks like Yiannis cringe when foreigners start asking questions.

Greeks are lazy. They don’t work. They’re profligates who are taking down Europe. The caricature has become so common that a recent TV commercial in Slovakia used it to sell beer, drawing a contrast between the virtuous Slovak and the paunchy Greek indulging himself on a beach.

Most foreigners know Greece from holidays spent lolling on its beaches and drifting around its magical ruins. You could easily take it for granted that everybody here is just chilling out. They aren’t. The Greek labor force, comprising 5 million souls, works the second highest number of hours per year on average among countries in the Organization for Economic Development (OECD), right after South Korea. Greeks work 42 hours per week, while the industrious Germans toil just 36.

The average Greek worker earns a bit over $1,000 a month. Private sector employees are the most underpaid in the EU. Even before the harsh austerity measures imposed by the EU and the IMF, the Greeks had already cut the real average wages in the private sector to 1984 levels. This week the Greek parliament is expected to vote on measures that would place 30,000 public sector workers in a “labor reserve” at slashed pay – up to 40 percent.

Greeks retire a bit later than the European average. And the average pension, $990, is less than that of Ireland, Spain, Belgium, and the Netherlands. Thirty percent of the labor force works with zero Social Security or protections, while in the rest of the EU only 5-10 percent of workers are in this precarious situation.

So much for the myth of the overpaid, lazy Greek

The reality is simple, though rarely admitted – except maybe by Yiannis, who seems to know exactly what’s happening. The “bailout” of Greece is really a bailout of big European banks. A game of smoke and mirrors leads us to think that Greek indolence led to financial ruin. The Greeks have done some things wrong, to be sure. But it was a dangerous mix of stupid economic theories and high-flying finance, fueled by a corrupt government, that exploded the economy. If all this sounds sickeningly familiar, it should. We’re witnessing Round 2 of the Great Global Shakedown by the banks.

Mini-History of the Modern Greek Economy

In modern history, southern economies have typically been weaker than those in the north. They industrialized later and only fitfully; large landowners often dominated them far into the 20th century. Economic growth was painful, marked by big deficits, bloody political conflicts and instability. You can see this in the history of Italy, Spain, and even France to a degree, but especially in Greece. The Greeks got socked in WWII and then creamed again by a brutal civil war (1946–1949), in which American military aid to the Greek governmental army ensured the defeat of the Greek Communist Party.

After WWII, the Truman Doctrine and the Marshall Plan determined relations between the U.S. and Europe. The economic recovery of Germany—designed to benefit American multinationals like IBM, Ford and General Motors – was a high priority. (Watch a fascinating lecture by economist Joseph Halevi here.) Greece mattered to the U.S. as a strategic barrier against the USSR in the Cold War, so it decided to support Greece with economic and military aid, fearing that another communist domino would fall.   

Meanwhile, a resurgent Greek Left began to demand fair labor practices and human rights. It was duly answered with brutal repression. Executions and exile were common. In 1967, the army, back by the CIA, overthrew the government in a Cold War right-wing military coup. The new government, known as the Regime of the Colonels, engaged in stupid military adventures like a disastrous attempt to annex Cyprus, which led to its collapse in 1974. But the Greeks maintained a ridiculously oversized army and navy, underwritten by the U.S., to keep those Russians at bay. When the Cold War ended, the Russians were no longer a threat to the U.S., and, accordingly, financial support for Greece was drawn down.

Through the ’80s and most of the ’90s, the Greeks economy faltered. The Greeks had to pay super-high interest rates when they borrowed money. The government, mired in bureaucracy, mismanaged things badly. Taxes were not collected. Bitter class conflicts emerged. Horribly high unemployment persisted.

But in 1992, something called the Maasticht Treaty brought hope, getting the ball rolling for the creation of the euro. Unfortunately, the idea of the euro was kind of a fairy tale promoted by European elites (minus the British). Some tried to sound warnings of an epic screwup. Wouldn’t the lack of a shared language, common culture, and big central government be a problem? Paul Krugman notes that European number crunchers who wanted the euro weren’t above fudging results to make the plan look good. The fairy dusters won, and in 1999, the euro became official. In 2000, Greece joined the game.

One fairy tale held that once countries adopted the euro, they wouldn’t default. They would limit their deficits. Every country would become like Germany, where debt was highly secure. Yay! Greek debt, Irish debt and Spanish debt began to trade as if they were super-safe German or French debt. Countries like Greece that had been considered dicey investment became overconfident. The European Central Bank would take care of inflation, they thought. And surely no one could go bankrupt. The Greeks, once forced to pay high interest rates (as high as 18 percent in 1994), could now borrow at low interest. The conservative Greek government went on a reckless borrowing spree and the banks went on a reckless lending spree. Big European banks were delighted to lend them money; more than a few also helped the Greeks hide evidence that all was not well.

Many of these big banks knew perfectly well as early as 2005 that the Greeks wouldn’t be able to pay the money back. But so what? Banks love a little thing called moral hazard – where you know your risky behavior is not going to be punished because somebody out there is going to pay for it. That’s what they counted on with Greece, and accordingly kept the rivers of money flowing.

The Greek government borrowed boatloads for the 2004 Olympics, which cost twice as much as projected. Magician-bankers at Goldman Sachs obligingly helped it disguise the debt — we’re talking billions — with clever little financial instruments called derivatives. The public hadn’t a clue what was going on. All the southern countries on the euro continued to borrow heavily, spend heavily, and for a while, they boomed. Until they didn’t.

God of the Winds

The shit hit the fan in 2008. Everybody looked around and said, “Who the hell is going to pay off these debts?” The banks saw big money heading out the door. According to the bible of neoliberal economics, this can’t happen. Human beings and societies are one thing. But banks must be saved at all costs.

When the Greek government changed hands in October 2009, the books were opened and it became obvious that there was a much bigger deficit than anyone thought. Investors ran for the hills. Interest rates shot up. In November, just three months before the Greeks became the epicenter of the European economic crisis, the wizards of Wall Street were back on the scene in Athens, trying to peddle more deals that would allow debt to magically vanish. The New York Timessummed up the banks’ role in the crisis:

“As in the American subprime crisis and the implosion of the American International Group, financial derivatives played a role in the run-up of Greek debt. Instruments developed by Goldman Sachs, JPMorgan Chase and a wide range of other banks enabled politicians to mask additional borrowing in Greece, Italy and possibly elsewhere.

“In dozens of deals across the Continent, banks provided cash upfront in return for government payments in the future, with those liabilities then left off the books. Greece, for example, traded away the rights to airport fees and lottery proceeds in years to come…Some of the Greek deals were named after figures in Greek mythology. One of them, for instance, was called Aeolos, after the god of the winds.”

With evil financial winds gaining hurricane force, it became clear that Greece would need a whole lot of money if the bankers were going to get paid back. They jumped on the austerity train to nowhere– chasing their tails by making draconian cuts, which only increased their deficits, and then having to ask the EU for more money. Public workers were fired to pay the banks. Pensions were slashed to pay the banks. But there still wasn’t enough money to pay the banks.

If you’re a country that has your own sovereign currency – like the U.S. – then you have some options in this situation. You can do monetary expansion to head off deflation, for example, and devalue your currency. But once Greece went on the euro, it say good-bye to such options. So it cut, and cut, and cut, and now it’s going bankrupt anyway. The country is mired in falling income, rising deficits, and sinks even further. It’s in the Herbert Hoover death spiral.

Meanwhile, members of the EU are flipping out. Contributions to the bailout agreed to in July are supposed to be proportional to a country’s economic status, and thus the Germans have the biggest chunk to fork over. They are not keen on the notion of doing so in order for the Greek and French banks to get paid. Hey, they’re thinking, wouldn’t it be cheaper to recapitalize our own banks directly? The French are really flipping out, because after the Greek banks, their banks are holding the biggest hordes of Greek debt. They’re worried about their credit ratings. The bailout decision has been postponed until mid-November so everybody can fight it out.

The realization is dawning that this shitstorm is too big, and that the Greeks can’t fix themselves. So they may have to go bust. And if Greece goes bust, that means the Greek debt will be written down, maybe half of it. Which means the Greeks would only owe half the money they currently owe to the banks. And because these banks were in crap shape anyway, despite their phony stress tests, the possibility of cascading defaults rises.

Now the idea is to try to build a firewall around Greece so that if it does go bust, everybody else will be protected. Good luck with that.

And just wait until the same thing happens in Portugal, Spain, and maybe Italy. In a nutshell, the entire European continent is deflating and collapsing for the sake of the big banks.

Sadly, this doesn’t have to happen. The banks could be taken over, recapitalized, and their management fired – FDR-style. Admittedly, this is as unthinkable in the world of bank-centric, neoliberal economics as a fish riding a bicycle. But the anti-bank constituencies are much bigger now than they were when the financial crisis began. Politically, they are on the left and on the right.

In a way, the Greek crisis is a chance to do things right. But that ain’t going to happen. Because there’s probably not enough money in the EU for a bailout, the International Monetary Fund will likely have to come in. And guess who’s a member of the IMF? The United States! That’s right, there will be smoke, and there will be mirrors, and there will be no one saying to the American taxpayer, “Get ready to hand over some more money to the banks.” But that’s what’s likely to happen, though right now Treasury Secretary Geithner is denying it.

Yiannis waves to me as I head out to explore the Minoan ruins of Zakros in southeastern Crete. “You are from New York!” he says. “They are protesting the Wall Street, yes?”

What’s this? I wonder. It’s only September 23, and I had not realized the European papers were covering the protests. “Yes, they are,” I tell him. “People have had enough.”

Yiannis nods his head. “Yes,” he agrees. “The people everywhere have had enough.”

Lynn Parramore is an AlterNet contributing editor.

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Bipartisan Debt Deal Betrayal

By Stephen Lendman

The greatest highway robbery in the history of the republic, made possible by a cynical Fifth Column (guess which). 

Seven previous articles explained the following:

The Great Demagog: Heading a conspiracy to fleece the masses. And don't expect the utterly lamebrain, corrupt media to blow the whistle on this disgusting scam, as it was perpetrated with their full complicity.

(1) Bipartisan lying manipulated popular sentiment to believe what political Washington won’t tolerate – defaulting or not raising the debt ceiling. In fact, it’s been done routinely 74 times since 1962, including 10 times in the last decade. Moreover, whatever may unfold ahead, default won’t happen now, and top officials know it.

In addition as Ellen Brown explains in her latest article headlined, “Bipartisan ‘Russian Roulette’ and America’s Federal Debt: The Debt Ceiling Is Unconstitutional,” authority under the 14th Amendment’s Section 4 mandates paying public debt obligations.

Despite a nonsensical 1917 law imposing a debt limit, the 14th Amendment says “the validity of the public debt of the United States….shall not be questioned.” As a result, “(w)here statute and the Constitution collide, the Constitution prevails.” It’s constitutionally mandated, “not a matter of negotiation.”

Moreover, “(t)he debt crisis was created, not by a social safety net bought and paid for by,” payroll tax deduction insurance premiums, contractually obligating Washington to pay benefits as mandated.

“The debt ceiling crisis” also was manufactured, “engineered to extort concessions that will lock the middle class in debt peonage for decades to come.”

Indeed that and much more as previous articles explained, recapped briefly below.

(2) Weeks, perhaps months ago, the fix was in to destroy America’s social contract incrementally with multiple cuts over a number of years. Principally, Social Security, Medicare, Medicaid and publicly funded pensions are targeted for total elimination.

Then, or perhaps coincidentally, everything else, ending all social benefits, returning America to 19th harshness. Republicans have long sought eliminating all New Deal and Great Society programs. Obama-led Democrats agree.

(3) Obama, America’s first Black president, was chosen for this purpose, doing what no Republican would dare. It was classic reverse Nixon goes to China. No Democrat would have tried when no diplomatic relations existed.

Obama is rock-hard conservative, a pro-war, pro-corporate, anti-human/civil rights ideologue neocon, pretending to be populist. His legacy’s now written, exposing him as the president who reversed a century of social progress.

Write it down, remember it, and get mad enough to resist. The alternative’s too harsh to accept. Moreover, it violates the Constitution’s “general welfare” clause – Article I, Section 8, stating:

“The Congress shall have power to….provide for (the) general welfare of the United States,” meaning all citizens, not just the privileged few.

In addition, the Preamble’s opening words are “We the People,” everyone, even though political Washington violated constitutional provisions from inception, including who benefits and who doesn’t.

On Sunday, the tradition was upheld. Phase I’s now done. Expect further cuts through 2012, then more major ones if voters foolishly reelect Obama or a Republican in 2012, or any member of America’s duopoly ever.

Their only viable option is opting out or voting progressive independent en masse. At the same time, massive nationwide protests are essential, demanding what’s now agreed be reversed, putting their bodies in harm’s way to do it.

Political Washington’s agreement is a cancer, touching all working Americans. Expunge it or perish socially, economically, and politically under the yoke of punishing poverty and neo-serfdom, a future no one should tolerate.

(4) Banana republicanization of America is planned – a kleptocracy run by venal politicians and corporate shysters, mega-thieves, criminals, scamming the public with austerity, debt peonage, and banker occupation, heading them for mass impoverishment misery so they can accumulate more wealth.

(5) Planned cuts won’t reduce America’s debt, only slow future increases. In other words, final agreement details left a festering public debt unresolved, heading the nation for eventual bankruptcy and ruin.

(6) Fixing America’s debt problem is simple if done responsibly. Yet measures begging for enactment went unaddressed, including:

— cutting military expenditures minimally in half, ideally much more, including closing overseas bases, reducing force levels, ending foreign occupations, and renouncing imperial wars;
— taxing speculators and the rich;
— making corporations pay their fair share;
— strengthening America’s social contract, not destroying it;
— stopping the offshoring of high-paying manufacturing and professional jobs plus many others;
— real regulatory reform with teeth;
— abolishing monopoly and oligopoly power;
— returning money creation power to Congress as the Constitution demands; and
— investing the nation’s capital in productive growth, not handouts to Wall Street and other corporate favorites, as well as permanent imperial wars, turning America into a corrupted, fascist, lawless sinkhole not fit to live in, except for the elite few pulling the strings.

(7) From start to finish, the fix was in. Political theater disguised it – a charade, playing out for political advantage and high stakes, each side jousting with the other, pretending they already hadn’t agreed.

Working Americans don’t know what was planned. In reports, op-eds and editorials, major media scoundrels danced around the issue, regurgitating deceptive lies. It’s their customary role, also concealing the dire state of the economy, heading for ruin because of destructive policies.

In fact, since 2008, Main Street America’s been in Depression, a condition getting worse, not better. Now hard times will deepen with greater budget cuts passed at a time massive stimulus is needed for job creation and productive economic growth. That’s not what Washington plans or intends.

On July 31, New York Times writers Carl Hulse and Helene Cooper did their job as ordered headlining, “Obama and Leaders Reach Deal,” saying:

Late Sunday, a deal was reached to “cut trillions of dollars in federal spending over the next decade” at the worst possible time, what Hulse and Cooper left unsaid, repeating the deception that default loomed without agreement.

A July 31 Times editorial continued the Big Lie, headlining, “To Escape Chaos, a Terrible Deal,” saying:

The deal will “avert a catastrophic government default,” at least “through the end of 2012. The rest of it is a nearly complete capitulation to the hostage-taking demands of Republican extremists.”

Left unsaid was no possibility of default. Not now at least. Both parties won’t tolerate it. Wall Street knows it. All corporate America, in fact, but knowledgeable pundits and editorial writers won’t explain.

Moreover, as discussed above, Obama and most Democrats back major social benefit cuts. They’re as hardline as Republicans. Pretending otherwise is gross deception. It’s a longstanding American media speciality, representing wealth and power interests only like political Washington, popular needs be damned.

Debt Deal Details

Terms call for initially raising the debt limit by $2.7 trillion in two stages, an immediate $1 trillion followed by another $1.7 trillion in four months. Over the next decade, debt ceiling increases will match cuts dollar-for-dollar.

Moreover, tax hikes are off the table. So are defense cuts, replaced by so-called “triggers,” smoke and mirrors deception never implemented since included in a 1980 spending bill.

Instead of strengthening them, non-entitlements will be cut first, including education, housing, transportation, and environmental programs as follows:

— $25 billion in FY 2012;
— $47 billion in FY 2013; and
— higher amounts to follow over the next decade.

Then a bipartisan House/Senate committee will decide on up to $1.8 trillion in further cuts, mostly hammering Social Security, Medicare and Medicaid.

In addition, not only won’t taxes be increased, corporate ones will be cut – quietly so most people don’t know and America’s media won’t say, or will bury brief comments well into articles unnoticed.

Moreover, most so-called progressive Democrats supported Senator Reid’s bill for $2.4 trillion in spending cuts, including $1 trillion less for defense by reducing America’s involvement in Afghanistan and Iraq. Republicans rejected the idea out of hand. They also wanted bigger cuts. So do Democrats concealing what they want but won’t say.

As a result, at decade’s end, far more than three trillion will be cut. What’s agreed is a down payment on further cuts to come, much more. Corporate America demands them – on the backs of working Americans, including impoverished ones needing help they won’t get.

In fact, when political betrayal is completed, America’s social contract will be gone, all of it, especially what people most value. The nation will become a wasteland. Working households will be impoverished, trapped in debt and neo-serfdom peonage.

An August 1 Wall Street Journal editorial called Sunday’s agreement “A Tea Party Triumph….a rare victory for the forces of smaller government.”

Of course, beneficiaries of big government only want socially responsible policies downsized, then eliminated entirely, so bigness they benefit from gets bigger, what Journal writers never say.

Bipartisan perfidy assures the worst of all possible worlds for working Americans, unless popular anger erupts and fights back, deciding what political Washington wants won’t be tolerated. Short of that, it’s coming. Bank on it.

Senior Contributing Editor Stephen Lendman lives in Chicago and can be reached at lendmanstephen@sbcglobal.net. Also visit his blog site at sjlendman.blogspot.com and listen to cutting-edge discussions with distinguished guests on the Progressive Radio News Hour on the Progressive Radio Network Thursdays at 10AM US Central time and Saturdays and Sundays at noon. All programs are archived for easy listening.

http://www.progressiveradionetwork.com/the-progressive-news-hour/.

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Witnesses to Permanent Revolution: The Documentary Record

A significant contribution to an understanding of Permanent Revolution—Witnesses to Permanent Revolution: The Documentary Record edited and translated by Richard B. Day and Daniel Gaido. (Brill, 2009). To order Witnesses to Permanent Revolutionfrom Mehring Books, click here.

By David North, WSWS.ORG
Originally posted 19 April 2010

Leon Trotsky

Editor’s Note: The concept of “permanent revolution” is one of the key concepts in the construction and defense of socialism. It is often intentionally misrepresented by bourgeois propaganda as signifying constant chaos and turmoil instead of the “continuous development of socialism under the vigilant eye of the citizenry”.

The presentation that follows is a Trotskyst interpretation. The history and development of socialist revolutionary theory and practice admits of other approaches, Leninist, Maoist, Stalinist, Castroite, un-affiliated Marxist, etc.

We are reposting this review, which discusses in detail the history and development of the Theory of Permanent Revolution, whose importance in contemporary society is underscored by the emergence of mass revolutionary struggles by the working class in North Africa. The book is available for sale by Mehring books.

CoverThe publication of Witnesses to Permanent Revolution: The Documentary Record is a major event in the study of the theoretical foundations of the 1917 October Revolution. The documents presented in this substantial volume (677 pages)—compiled, translated and introduced by historians Richard B. Day and Daniel Gaido—provide a comprehensive review of the controversies and polemics from which the theory of permanent revolution emerged. Day and Gaido have produced a book that is indispensable for those who wish to understand the development of Marxist theory and revolutionary strategy in the twentieth century.

Richard Day, who has taught for many years at the University of Toronto in Mississauga, is respected as an authority on Soviet history, economics and politics. His best known work, Leon Trotsky and the Politics of Economic Isolation (1973), remains an important exposition of the critical theoretical issues that underlay the struggle over economic policy in the Soviet Union in the 1920s. Day’s work on the life and ideas of E. A. Preobrazhensky, including a translation of the latter’s Decline of Capitalism (1985), rescued from historical oblivion this important figure in the Trotskyist Left Opposition, who was eventually murdered by Stalin in 1937. Professor Day has written essays on a wide range of subjects, including Marxist philosophy. He is presently preparing the publication of a new volume of previously unknown writings of Preobrazhensky.

Daniel Gaido, who was born in Argentina, lived and studied in Israel for more than a decade. He was actively involved in the struggle to defend the democratic rights of Palestinians. Gaido recently has returned to Argentina. His published work includes a book, The Formative Period of American Capitalism: A Materialist Explanation (2006). American history, as the volume under review demonstrates, is not his only area of research. Gaido has written extensively on the history of the German socialist movement, and is currently preparing a history of the German Social Democratic Party during the period of the Second International.

The central aim of Witnesses to Permanent Revolution is the reconstruction of the impressive intellectual scope of the discussion out of which the theory of permanent revolution emerged. While not contesting the decisive role played by Trotsky in its elaboration and, most significantly, its strategic and practical application in the struggles of the Russian working class, Day and Gaido seek to acquaint the reader with the contributions made by other important socialist thinkers, such as Franz Mehring, Rosa Luxembourg, Alexander Helphand (Parvus), Karl Kautsky, and the much less well-known David Ryazanov. Trotsky would not have objected to a detailed account of the origins of the theory with which he had become so intensely and personally identified.

In 1923 the factional attacks on Leon Trotsky, launched by the Politburo troika of Zinoviev, Kamenev and Stalin, developed rapidly into a campaign against the theory of permanent revolution. All of Trotsky’s alleged personal failings and political errors, his so-called “underestimation of the peasantry” and his inveterate “anti-Bolshevism” had their source, it was proclaimed over and over, in this pernicious doctrine. Between April and October 1917, the theory of permanent revolution provided the strategic foundation of the Bolshevik Party’s struggle against the bourgeois Provisional Government and its Menshevik allies. But only six years later, it was being denounced as a heretical deviation from Marxist principles. As he witnessed not only the distortion of his own ideas but also the falsification of the history of socialist theory, Trotsky wrote with evident exasperation:

The expression “permanent revolution” is an expression of Marx, which he applied to the revolution of 1848. In Marxist, naturally not in revisionist but in revolutionary Marxist literature, this term has always had citizenship rights. Franz Mehring employed it for the revolution of 1905–07. The permanent revolution, in an exact translation, is the continuous revolution, the uninterrupted revolution. [1]

Day and Gaido substantiate Trotsky’s insistence upon the Marxist pedigree of the theory of permanent revolution. As they note, as early as 1843, Marx had written in his essay on The Jewish Question that the state could achieve the abolition of religion “only by coming into violent contradiction with its own conditions of life, only by declaring the revolution to be permanent.” [2] More significantly, in March 1850, in their “Address of the Central Authority to the League,” Marx and Engels wrote, in opposition to the democratic petty bourgeoisie, that the workers’ task was

to make the revolution permanent, until all the more or less possessing classes have been driven from their ruling positions, until the proletariat has conquered state power, and … has progressed sufficiently far—not only in one country but in all the leading countries of the world—that competition between the proletarians of these countries ceases and at least the decisive forces of production are concentrated in the hands of the workers. Our concern cannot simply be to modify private property, but to abolish it, not to hush up class antagonisms but to abolish classes, not to improve the existing society but to found a new one. [3]

The concept of the revolution’s permanence developed out of the experience of the class struggles that swept across Europe in 1848. Just over a half-century had passed since the Jacobins, representing the most radical wing of the democratic petty bourgeoisie, had shattered, with the aid of revolutionary terror, the feudal ancien régime and laid the foundation for the establishment of a bourgeois state in France. In the intervening period, the social structure of Europe had grown more complex. The nature and political implications of the on-going political conflict between the bourgeois and the old aristocratic elites were altered by the emergence of a new social force, the proletariat—a class without property. The bourgeoisie became fearful that a popular uprising against the old aristocracy, into which the new proletarian masses were being drawn, might assume dimensions that threatened not only the remnants of feudal privilege but also capitalist property.

Thus, in the struggles of 1848 and their immediate aftermath, the bourgeoisie sought to contain the revolutionary struggle—at the expense of the working class. In France, the old center of revolution and the most politically advanced of European states, the new class relations found brutal expression in the slaughter of the Parisian proletariat in June 1848 by the military force under the command of General Cavaignac. Beyond the borders of France, the bourgeoisie was willing to compromise with the old aristocracy, even to the extent of abandoning the demand for the establishment of a democratic republic and accepting the continuation of aristocratic domination of the state. This was the fate of the German revolution, in which the bourgeoisie—terrified by popular insurrections and the “specter of communism”—capitulated politically to the Prussian aristocracy.

The betrayal by the bourgeoisie of its “own” bourgeois revolution was facilitated by the representatives of the “left” petty bourgeoisie—which at every critical juncture proved itself to be a completely untrustworthy ally of the working class. As Marx and Engels explained in the “Address of the Central Authority:”

Far from desiring to transform the whole of society for the revolutionary proletarians, the democratic petty bourgeois strive for a change in social conditions by means of which the existing society will be made as tolerable and comfortable as possible for them. [4]

The working class, Marx and Engels concluded, should not allow its struggles and interests to be limited and betrayed. Rather, the workers

must do the utmost for their final victory by making it clear to themselves what their class interests are, by taking up their position as an independent party as soon as possible and by not allowing themselves to be misled for a single moment by the hypocritical phrases of the democratic petty bourgeois into refraining from the independent organization of the party of the proletariat. Their battle cry must be: The Revolution in Permanence. [5]

Fifty years later, at the turn of the twentieth century, the political significance and implications of this battle cry were to become the subject of intense debate within the rapidly growing Russian socialist movement. It was beyond dispute that the country was moving inexorably toward a democratic revolution that would sweep away a 300-year-old autocratic regime. But beyond that common premise, sharply divergent views developed regarding the class dynamics, political aims and, finally, the socio-economic consequences of the revolutionary movement. Would the Russian revolution follow the pattern of the “classical” French Revolution of 1789–1794, in which the overthrow of the feudal autocracy led eventually to bourgeois political rule, grounded in capitalist economic relations? Or would the democratic revolution in Russia, developing more than a century later and under vastly changed socio-economic conditions, necessarily take a profoundly different form? Did there exist in the Russia of 1900, as there had in the France of 1790, a revolutionary bourgeoisie? Was the Russian bourgeoisie really prepared to conduct, or even support, a revolutionary struggle against the autocracy?

Above all, how would the development of the democratic revolution be affected by the fact that the most active and dynamic social force in Russia as it entered the twentieth century was the industrial working class? The strikes of the 1890s had already revealed the immense power of a working class that was growing rapidly as the flow of foreign capital into Russia financed large-scale industrialization. What role would the industrial proletariat play in the democratic revolution? There could be no doubt that its strength would be decisive in the overthrow of the autocracy. But would the working class then accept the transfer of political power to its class enemy, the Russian bourgeoisie? Or would the workers proceed beyond the limits of the “classical” democratic revolution, seek to take power into their own hands, and undertake a far-reaching economic restructuring of society that violated the sanctity of capitalist property?

The posing of these questions led all but inevitably to a reconsideration and further elaboration of the Marx-Engels concept of permanent revolution. The documents that have been included in this volume testify to the intellectual depth of the discussion that unfolded in the Russian and German socialist movement between 1903 and 1907. Against the backdrop of a deepening political crisis of the autocracy, there was a growing dissatisfaction with the political perspective that had guided the Russian Social Democratic Labor Party since its founding. Theoretical and political objections emerged to a conception of the democratic revolution that accepted, all too readily, that the overthrow of the tsar would inevitably and necessarily place political power in the hands of the Russian bourgeoisie.

This perspective was identified principally with the work of G. V. Plekhanov, the “Father of Russian Marxism.” Plekhanov maintained that in the struggle against tsarism, the working class was to be allied with the liberal bourgeoisie. Once the autocracy was overthrown, a Russian version of a parliamentary democracy would be established. The party of the working class was to enter the Russian parliament as the socialist opposition, seeking to drive the liberal democratic regime as far to the left as possible. But the country would continue to develop, for the indefinite future, on a capitalist basis. Eventually, but no one knew precisely when, Russia would become sufficiently mature, politically and economically, for socialism. At that point, the working class would proceed to the overthrow of the bourgeois regime.

The central problem in this perspective was that it sought to interpret the nature and tasks of the democratic revolution in accordance with a formula that had been overtaken by history. Indeed, Plekhanov had insisted, as far back as 1889, that the democratic revolution in Russia could only succeed as a workers’ revolution. But if, as Plekhanov continuously emphasized, the working class was to be the decisive force in the overthrow of the autocracy, why would political power necessarily pass into the hands of the liberal bourgeoisie? The only answer that Plekhanov could advance in an effort to silence such questions was that Russian economic development had not sufficiently matured to permit the assumption of political power by the working class and the implementation of measures of a socialist character.

Significantly, the first important theoretician to suggest that Russian development might take a path quite different from that foreseen in the traditional model of the bourgeois democratic revolution was Karl Kautsky. Between 1902 and 1907, Kautsky wrote a series of documents, reproduced in this volume, that gravely undermined the authority of Plekhanov’s doctrinaire perspective, contributed to the development of a critical attitude toward out-dated precedents, and encouraged the path-breaking work of a younger generation of Russian and Polish social democratic theoreticians, including Leon Trotsky and Rosa Luxembourg.

In a 1902 article entitled “The Slavs and Revolution,” Kautsky questioned the assumption that the Russian bourgeoisie would play a revolutionary role in the struggle against tsarism. The dynamic of class relations had changed profoundly since the era of the earlier democratic revolutions. “After 1870,” Kautsky wrote, “the bourgeoisie in all countries began to lose its final remnants of revolutionary ambition. From that time onwards, to be a revolutionary also meant to be a socialist.” [6]

In another influential essay, provocatively titled “To What Extent is the Communist Manifesto Obsolete?, first written in 1903 and revised in 1906, Kautsky stated that

insofar as we may speak of a ‘mistake’ in the Manifesto and consider criticism to be necessary, this must begin precisely with the ‘dogma’ that the bourgeoisie is revolutionary in political terms. The very displacement of revolution by evolution during the last fifty years grows out of the fact that a revolutionary bourgeoisie no longer exists. [7]

Among the most important achievements of the Day-Gaido anthology is its recollection, in accordance with the real historical record, of the immense role played by Kautsky, prior to World War I, in the development of the perspective of permanent revolution. Day and Gaido state that they hope that the publication of Kautsky’s writings on the Russian Revolution will help “to overcome the stereotypical and mistaken view of Kautsky as an apostle of quietism and a reformist cloaked in revolutionary phraseology.” [8] They add:

This view—an over-generalization drawn from Kautsky’s anti-Bolshevik polemics after 1917—was first developed by the ultra-left philosopher Karl Korsch in his reply to Kautsky’s work Die materialistische Geschichtsauffassung (1927) and became established in academic circles after the publication of Erich Matthias’ book, Kautsky and Kautskyanism. Kautsky’s main biographer, Marek Waldenberg, provides abundant material to refute this thesis, which was shared by neither Lenin nor Trotsky, both of whom always recommended the writings of Kautsky’s revolutionary period to communist workers. [9]

As Lenin and Trotsky insisted, Kautsky’s subsequent betrayal of socialism was a repudiation of his own work. When Lenin used the phrase, “How well Kautsky once wrote,” he expressed his own deep-felt dismay and anger over the political and intellectual collapse of the man who had been his teacher. This volume makes clear why Kautsky’s betrayal in August 1914 was so shocking to an entire generation of revolutionaries. The anthology includes so many truly splendid passages from Kautsky’s revolutionary writings that it is difficult to resist the temptation to overburden this review with citations that reveal the Second International’s “Pope of Marxism” to have been a remarkably perceptive, far-sighted and tough-minded polemicist. In retrospect, it is possible to detect (as we will later note) political weaknesses in certain conceptions advanced by Kautsky, especially when he wrote on the implications of a direct clash between the working class and the state. But the contrast between the stereotyped image of Kautsky as some sort of absent-minded professorial fuddy-duddy, complacently waiting for the revolution’s arrival as a gift provided by historical necessity, and the real man emerges with tremendous force. In a document published in February 1904, entitled “Revolutionary Questions,” Kautsky argues against the political fatalism that was, according to so many academic critics, supposedly his stock-in-trade:

The world is not so purposely organized as to lead always to the triumph of the revolution where it is essential for the interest of society. When we speak of the necessity of the proletariat’s victory and of socialism following from it, we do not mean that victory is inevitable or even, as many of our critics think, that it will take place automatically and with fatalistic certainty even when the revolutionary class remains idle. Necessity must be understood here in the sense of the revolution being the only possibility of further development. Where the proletariat does not succeed in defeating its opponents, society will not be able to develop further; it must either stagnate or rot. [10]

Another essay, “The Sans-Culottes of the French Revolution,” written originally in 1889 and republished in 1905, contains a veritable panegyric to revolutionary terrorism. According to Kautsky, the terrorism of the Jacobin regime “was more than a weapon of war to unnerve and intimidate the stealthy internal enemy; it also served to inspire confidence in the defenders of the revolution to continue their struggle against external enemies.” [11]

What about the claim that Kautsky, as an incorrigible “vulgar” materialist, had no sense whatever of the role of the subjective element in politics? That his conception of the forces that motivate mass action recognized only dry and impersonal economic impulses, and that he failed to allow that emotions and ideals played any significant role in the political activity of the working class? Those who have accepted this stereotyped portrait of Kautsky will be surprised to discover that he considered the absence of “revolutionary romanticism” among American workers and the prevalence among intellectuals of “the most unscrupulous capitalism of the soul” to be significant factors in the weakness of socialism in the United States. [12]

As the anthology makes clear, Kautsky’s active involvement in Russian matters was not merely the expression of a kind-hearted avuncular concern for the travails of his young comrades engaged in a life and death battle against the savagely reactionary police state over which the tsar presided. Events in Russia, particularly in the aftermath of the Russo-Japanese War and the outbreak of the Revolution of 1905, were seen by Kautsky and his then close ally, Rosa Luxembourg, as critical to the fate of the socialist movement in Germany.

Kautsky, like Luxembourg, was deeply concerned over the growing authority of the trade unions in determining the political line of the SPD (German Social Democratic Party). Despite the formal victory of the orthodox Marxists over the revisionism of Eduard Bernstein at the Dresden Party Congress in September 1903, the pressure exerted by the trade unions represented an even greater danger to the existence of the SPD as a revolutionary movement. The eruption of the 1905 Revolution intensified political conflict within the party.

The mass strikes in Russia were seen by the leaders of left-wing forces within the SPD as the herald of a new spirit of revolutionary struggle and self-sacrifice in Germany. Even Rudolf Hilferding, later an arch-reformist, drew inspiration from the Russian upheaval. He wrote to Kautsky on November 14, 1905: “the collapse of Czarism is the beginning of our revolution, of our victory, that is now drawing near. The expectation, which Marx had mistakenly expressed about the movement of history in 1848, will now, we hope, be fulfilled.”[13]

Kautsky was even more enthusiastic over the mass struggles. He wrote in July 1905: “The Revolution in Permanence is—precisely what the workers of Russia need.”[14] Kautsky declared that “an era of revolutionary developments has begun. The age of slow, painful, almost imperceptible advances will give way to an epoch of revolutions, of sudden leaps forward, perhaps of occasional great defeats, but also—we must have such confidence in the cause of the proletariat—eventually of great victories.” [15]

But the revolution that lifted the spirits of militant tendencies within the SPD filled the trade union leadership with dread and revulsion. Fearful of the impact of the Russian example, the Fifth Congress of the Social-Democratic Free Trade Unions, held in May 1905 in Köln, rejected the mass strike and prohibited agitation that promoted it. The SPD chairman, August Bebel, attacked “pure and simple” trade unionism and supported a resolution, passed by the party congress held in Jena in September 1905, endorsing the mass strike in the fight for democratic rights.

However, the balance of power between the SPD and the trade unions had drastically changed, to the disadvantage of the party, over the previous decade. Though they had been founded under the leadership of the party, the trade unions, as their membership grew and their bank accounts swelled, acquired distinct and decidedly anti-revolutionary interests. As Theodore Bömelburg, a spokesman of the unions, bluntly declared, what they wanted above all was “peace and quiet.” [16] By 1905 the annual income of the trade unions was roughly fifty times greater than that of the SPD. To the extent that the SPD grew increasingly dependent on subsidies from the trade unions, it became subject to their demands. Moreover, experienced SPD leaders like Bebel must have recognized the possibility that the trade unions might break with the SPD, and create, in alliance with sections of the revisionists, an avowedly anti-revolutionary “workers” party. This would create conditions for a violent attack by the state on the SPD. The pressure on SPD leaders to placate the trade unions was enormous. Thus, despite the passage of the mass strike resolution at the Jena congress, the SPD executive met secretly with the Trade Union General Commission. Bebel capitulated to the trade unions’ demand for a pledge that the SPD would “try to prevent a mass strike as much as possible.”[17] The General Commission warned the SPD that in the event of a political strike, the trade unions would withhold support. The single concession made by the trade unions was that they would not work openly to sabotage the strike. Given the bitter hostility of the trade union leadership to anything that threatened to radicalize class relations, it is doubtful that the SPD placed much faith in this concession.

This period was the high point of Kautsky’s long revolutionary career. As he defended Luxembourg against the bitter attacks of the trade union leaders, she referred to him, affectionately and with admiration, as “Karolus Magnus” (Karl the Great). The terrible disappointment and bitterness felt by Luxembourg over Kautsky’s subsequent drift to the right (which Kautsky justified in private correspondence as an attempt to placate the unions) can only be understood against the background of their long relationship.

The anthology includes, of course, important documents that emerged within the Russian Social Democratic Labour Party (RSDLP). Among these are two documents written by David Borisovich Gol’dendakh, whose party name was Ryazanov. Born in Odessa in 1870, he would later become best known as an indefatigable historian and archivist of the literary legacy of Marx and Engels. After the Bolshevik Revolution, he headed the State Archive Association and helped establish the Socialist Academy and the Marx-Engels Institute. He traveled to Western Europe, negotiated with various Social Democratic officials, and acquired a vast quantity of documents related to Marx and Engels.

This brilliant Marxist scholar also had a significant career as a revolutionary theoretician. Like Trotsky, he stood outside the Bolshevik and Menshevik factions. In 1917, he was, again like Trotsky, a member of the Inter-District Organization (Mezhraionka) before entering the Bolshevik Party in the summer of that year. Ryazanov’s role in the aftermath of the Bolshevik seizure of power, in which he attempted to find common ground with a section of the Mensheviks, has received serious scholarly attention in Alexander Rabinowitch’s The Bolsheviks in Power (Indiana University Press, 2007). Ryazanov’s long revolutionary career, his profound knowledge of Marxist theory and the history of the socialist movement, and his broad cultural interests made him an early and inevitable target of Stalin’s campaign to destroy the revolutionary Marxist intelligentsia of the USSR. Ryazanov was first arrested in February 1931 and accused of being part of the “Menshevik Center” and of “wrecking activities on the historical front.” Ryazanov, wrote Trotsky, “fell victim to his personal honesty.” [18] Expelled from the party and exiled to Saratov, Ryazanov was arrested again in 1937. On January 21, 1938, he was sentenced to death by the so-called Military Collegium and shot the same day.

The first document by Ryazanov included in this anthology dates from 1902–03, entitled The Draft Program of ‘Iskra’ and the Tasks of Russian Social Democrats. Given the length of the original document, which ran 302 pages, Day and Gaido understandably chose to present only representative excerpts. It is an interesting document that reflects the intensity of the factional conflict which, in retrospect, foreshadowed the split that erupted at the Second Congress of the RSDLP in September 1903. Moreover, the document certainly suggests dissatisfaction with the Plekhanovist conception of the necessarily bourgeois character and form of the coming Russian revolution. However, this reviewer believes that Day and Gaido overstate the case in asserting that “Ryazanov’s critique of the Iskra program is remarkable because it anticipates in almost every detail the theory of permanent revolution …” [19]

There are, indeed, certain formulations in which Ryazanov attempts to define the tasks of the working class in a manner that moves beyond the subordination to bourgeois rule envisioned by Plekhanov in the aftermath of the revolution. Ryazanov also expresses a skeptical attitude, which is later developed more forcefully in the writings of Parvus and Trotsky, toward suggestions that the peasantry might play a significant independent role in the revolutionary struggle. However, Ryazanov’s formulations on the nature of the coming revolutionary regime remain somewhat tentative: he writes that the revolution “will unquestionably occur on the basis of bourgeois relations of production and in that sense will certainly be ‘bourgeois’.…” But it “will also, from beginning to end, be proletarian in the sense that the proletariat will be its leading element and will make its class imprint on the entire movement.”[20]In another part of the document he asserts: “A democratic republic is the form in which the class struggle of the proletariat against the bourgeoisie will freely develop.” [21] These formulations still fall substantially short of those later employed by Trotsky, who argued that the working class would not only leave its imprint on the revolution, but would also seize state power.

A large portion of Ryazanov’s document—the weakest sections—is devoted to an attack on Lenin’s What Is To Be Done?, especially the latter’s insistence that socialist consciousness does not develop spontaneously within the working class, but that it is brought into the working class from outside. “Comrade Lenin goes too far,” writes Ryazanov, as he launches into a forceful polemic against this idea. The commentary of Day and Gaido indicates that they are to some extent sympathetic to Ryazanov’s position. However, it is precisely on this issue—that socialism is brought into the working class from without the sphere of its spontaneous economic struggles and practical activities—that Kautsky’s influence on Lenin was most pronounced. In What Is To Be Done?, Lenin included a lengthy passage written by Kautsky, in which the latter explained that “socialist consciousness is something introduced into the proletarian struggle from without [von Aussen hineingetragenes] and not something that arose within it spontaneously [urwuchsig].” [22] Notwithstanding his opposition to reformism, Ryazanov’s document advances positions that, in certain critical respects, resemble those of the Economists, the principal target of What Is To Be Done? Day and Gaido note that a historian, writing in 1970, described Ryazanov’s critique of Iskra as “revolutionary Economism.” [23]

The second Ryazanov document, which was written approximately three years later, in the midst of the 1905 Revolution, includes formulations that come much closer to those being developed by Trotsky and Parvus. Emphasizing the centrality of “the question of property,” Ryazanov declared:

In concentrating all its efforts on completing its own tasks, it [the working class] simultaneously approaches the moment when the issue will not be participation in a provisional government, but rather the seizure of power by the working class and conversion of the ‘bourgeois’ revolution into a direct prologue for the social revolution. [24]

In the evolution of the theory and strategy of the Russian Revolution, Lenin’s conception of the “democratic dictatorship of the proletariat and peasantry” emerged in 1905 as a major alternative to the orthodox conception of Plekhanov. Lenin’s perspective differed from Plekhanov’s in two fundamental respects, both of which had far-reaching political and practical implications. First, although Lenin characterized the coming revolution as bourgeois, he excluded that this revolution could be led, let alone carried through to a decisive conclusion, by the Russian bourgeoisie. In contrast to Plekhanov, Lenin rejected categorically any political alliance with the bourgeois liberals. Moreover, for Lenin, the essential historical significance of the “bourgeois” revolution lay not in the establishment of democratic parliamentary institutions, but, rather, in the radical destruction of all vestiges of feudal relations in the countryside. This is why Lenin placed the so-called “agrarian question” at the center of the democratic revolution. As Trotsky emphasized, in his last major article on the origins of the theory of permanent revolution, “With infinitely greater power and consistency than Plekhanov, Lenin advanced the agrarian question as the central problem of the democratic overturn in Russia.” [25]

From this analysis emerged a political strategy fundamentally different from that of Plekhanov. The success of the democratic revolution, which in the countryside entailed the expropriation of the vast estates of the old landowning class, could only be achieved through the massive mobilization of Russia’s tens of millions of peasants. The Russian bourgeoisie, hostile to any form of mass action directed against private property, could neither sanction nor lead a revolutionary overturn of existing property relations in the countryside. But only through such a mobilization of the peasantry, which comprised the overwhelming majority of Russia’s population, could the tsarist regime be overthrown.

For Lenin, therefore, Plekhanov’s orientation toward the liberal bourgeoisie meant the doom of the revolution. The essential ally of the working class in the revolutionary struggle against the tsarist regime was the peasantry. It was from this assessment of the dynamics of the democratic revolution that Lenin developed his conception of the new form of revolutionary state power that would replace the tsarist autocracy: the democratic dictatorship of the proletariat and peasantry.

Lenin’s conception of the democratic revolution placed the Bolshevik faction of the Russian Social Democratic Labor Party (it was not until 1912 that the Bolsheviks declared themselves as an independent party) in irreconcilable political hostility to the bourgeoisie and all the Menshevik tendencies which, in one form or another, insisted that a liberal bourgeois parliamentary republic was the only politically legitimate outcome of the overthrow of the tsar. However, Lenin clearly distinguished between the democratic and the socialistrevolutions. The democratic dictatorship of the proletariat and peasantry, as envisaged by Lenin, would be established on the basis of capitalist relations. Writing in 1905 Lenin explained:

But of course it will be a democratic, not a socialist dictatorship. It will be unable (without a series of intermediary stages of revolutionary development) to affect the foundations of capitalism. At best, it may bring about a radical redistribution of landed property in favor of the peasantry, establish consistent and full democracy, including the formation of a republic, eradicate all the oppressive features of Asiatic bondage, not only in rural but also in factory life, lay the foundation for a thorough improvement in the conditions of the workers and for a rise in their standard of living and—last but not least—carry the revolutionary conflagration into Europe. Such a victory will not yet by any means transform our bourgeois revolution into a socialist revolution; the democratic revolution will not immediately overstep the bounds of bourgeois social and economic relationships; nevertheless, the significance of such a victory for the future development of Russia and the whole world will be immense. [26]

Lenin’s program, as Trotsky later wrote, “represented an enormous step forward” beyond Plekhanov’s conception of the bourgeois revolution. [27]However, it raised a whole series of theoretical and political questions that revealed the ambiguities and limitations of Lenin’s formulation. In particular, Lenin’s conception foresaw the creation of a new and unprecedented state form in which power would be shared by two classes, the proletariat and the peasantry. How would power be distributed between these classes? Moreover, as Lenin clearly recognized, the destruction of the old landed estates and the redistribution of the land did not mean the end of the private ownership of land. The peasantry remained committed to private property, albeit on a more equitable basis. However, the peasantry would be hostile to the anti-private property, socialistic aspirations and orientation of the proletariat. This basic contradiction in the social orientation of the two classes called into question the viability of Lenin’s democratic dictatorship.

Notwithstanding the limitations of Lenin’s program, it marked, in an objective historical sense, a significant milestone in the development of Russian revolutionary thought. This reviewer is, therefore, somewhat puzzled by the ill-considered and almost dismissive attitude taken by Day and Gaido toward Lenin’s position. In this one instance, one almost hears the grinding of political axes, and it weakens their generally excellent review of the debate on the theory of permanent revolution. They state:

The problem with Lenin’s notion of a ‘democratic dictatorship of the proletariat and peasantry’ was obvious: in Russia, there was no revolutionary petty-bourgeois party with whom to co-operate. Lenin thought such a party must eventually emerge, but this was hardly a practical basis upon which to base political tactics. [28]

One is surprised by this judgment. Whatever the limitations of Lenin’s theory, they were certainly not “obvious.” If they were, Trotsky’s criticisms of the “democratic dictatorship” perspective and his development beyond it, with the theory of permanent revolution, would not have been such an impressive intellectual achievement. Also, Lenin could hardly be faulted for leaving open the possibility of a mass peasant party in Russia. The future development of the Socialist Revolutionary Party, which acquired a mass, albeit unstable, base within the peasantry, proved Lenin correct. Finally, it must be kept in mind that Lenin belonged to a generation that grew to political maturity in the aftermath of the catastrophe of the Paris Commune. The inability of the workers of Paris to rally the French peasantry to their side was the decisive factor that enabled the bourgeois regime in Versailles to destroy the Commune in May 1871. That was not a political failure that would be quickly forgotten. For Lenin, the fate of the working class in Russia (and, for that matter, any country with a large agrarian population) depended upon its ability to win the support of the peasantry. It is always worthwhile to think about the historical time-frame. Only 34 years separated the Paris Commune from the Revolution of 1905. The destruction of the Commune was a less distant event to Lenin’s generation in 1905 than the Fall of Saigon in May 1975 is to the present day!

There is another aspect of Lenin’s formulation of the democratic dictatorship that is of enduring significance. Lenin’s understanding of the contradictory nature of the revolutionary peasant movement—above all, his insistence that peasant insurrections and the mass seizure of land did not necessarily lead to the destruction of capitalist relations—was both subtle and perceptive. Tackling an issue that would time and again cause political confusion within the left (among the admirers, for example, of Castro, Mao, the Naxalites and even Mexico’s “sub-Comandante” Marcos), Lenin argued against the widespread misconception that peasant radicalism—even when it fights for the distribution of land to the rural poor—is socialistic. Lenin insisted that the nationalization of land is a key component of the democratic revolution, and, under certain conditions, critical for the development of capitalism. Explaining that the nationalization of land is a democratic, rather than socialist, measure, Lenin wrote:

Failure to grasp this truth makes the Socialist Revolutionaries unconscious ideologists of the petty bourgeoisie. Insistence on this truth is of enormous importance for Social Democracy not only from the standpoint of theory but also from that of practical politics, for it follows therefrom that complete class independence of the party of the proletariat in the present “general democratic” movement is an indispensable condition. [29]

The military disasters suffered by Russia in its war with Japan led to the eruption of a revolution that was heralded by the massacre of St. Petersburg workers who had marched in protest on January 9, 1905 to the Winter Palace. The social explosion within the Russian Empire provided a powerful impulse for the development of revolutionary theory. The two figures who played the central role in the formulation of the theory of permanent revolution were Parvus and Trotsky.

Even 85 years after his death in Germany, Parvus (1867–1924) remains an enigmatic, even somewhat mysterious, figure. He is remembered far more for his nefarious commercial activities during World War I, after he had abandoned the revolutionary movement, than for his remarkable work as a Marxist theoretician during the final years of the nineteenth century and the first years of the twentieth. But it is indisputable that Parvus, born Alexander Helphand, played a critical role in the life of the revolutionary movement in Russia and Germany. He first came to the attention of European socialists with his attacks on the revisionism of Eduard Bernstein. His first anti-Bernstein articles appeared in the German socialist press in January 1898, even before Luxembourg, let alone Kautsky, entered into the fray. It was not merely their timeliness that made Parvus’s articles significant; the articles displayed a truly remarkable grasp of the economics of German and world capitalism that left the impression that Bernstein did not really know what he was talking about.

As Trotsky later acknowledged, his own thoughts on the dynamic of Russian revolutionary development were deeply influenced by Parvus. It was Parvus, Trotsky wrote, who “definitely transformed the conquest of power by the proletariat from an astronomical ‘final’ goal to a practical task for our own day.” [30] Both Parvus and Trotsky recognized that the emergence of the St. Petersburg Soviet in October 1905 opened up enormous possibilities for the working class. Parvus argued that conceptions of the appropriate “tasks” of the revolution which proceeded from abstract calculations of the supposedly “objective” development of the national productive forces, while ignoring the no less objective dynamic of the unfolding class forces in a revolutionary situation, were utterly inadequate. The seizure of power by the working class, Parvus argued, had become possible. He rejected the Menshevik argument that the working class, based on a fatalistic calculation of available economic resources, was obligated to stand aside and watch respectfully as the bourgeoisie took power into its hands. In a brilliant exposition of the interaction of politics and economics, Parvus cleared the path for a far more aggressive formulation of proletarian revolutionary strategy:

If class relations were determined by the historical course of events in some simple and straightforward manner, then there would be no use in racking our brains: all we would have to do is calculate the moment for social revolution in the same way as astronomers plot the movement of a planet, and then we could sit back and observe. In reality, the relation between classes produces political struggle above all else. What is more, the final outcome of that struggle is determined by the development of class forces. The entire historical process, which embraces centuries, depends upon a multitude of secondary economic, political, and national cultural conditions, but above all it depends on the revolutionary energy and political consciousness of the struggling combatants—on their tactics and their skill in seizing the political moment. [31]

Parvus did not claim that Russia was ripe for the establishment of socialism. He stated categorically that “Without a social revolution in Western Europe, it is presently impossible in Russia to realize socialism.” [32] But he believed that the momentum of the class struggle might create conditions in which the working class could seize power. It would then use that power in a manner that advanced as far as possible the interests of the working class.

Parvus did not attempt to predict the exact course of revolutionary development. Politics, in his view, involved a complex interaction of forces, influences and factors that allowed for innumerable variants of development. He foresaw a protracted process of struggle, in which the actual overthrow of the tsarist autocracy represented only the starting point of the revolution. Parvus argued:

Placing the proletariat at the center and the head of the revolutionary movement of the whole people and the whole of society, Social Democracy must simultaneously prepare it for the civil war that will follow the overthrow of autocracy—for the time when it will be attacked by agrarian and bourgeois liberalism and betrayed by the political radicals and the democrats.

The working class must understand that the revolution and the collapse of autocracy are not the same thing, and that, in order to carry through the political revolution, it will be necessary to struggle first against the autocracy and then against the bourgeoisie. [33]

Parvus’s remarkable essay, “What Was Accomplished on the 9th of January,” contains a wealth of political insights, which reflect the wisdom of a political age that stood, at least in its understanding of the realities of the class struggle, on a level incomparably higher than our own. Discussing the problems that arise in the course of fighting alongside temporary and unstable allies, Parvus advised:

1) Do not blur the organizational lines. March separately, but strike in unison.

2) Do not waver in our own political demands.

3) Do not hide differences of interest.

4) Keep watch of our allies in the same way as we watch our enemies.

5) Pay more attention to taking advantage of the situation created by the struggle than to the maintenance of an ally. [34]

In late 1905, Trotsky wrote “Up to the Ninth of January.” A complete English translation of this work appears for the first time in this anthology. The work is an acute and devastating exposure of the political rottenness of the liberal representatives of the Russian bourgeoisie. Trotsky chronicles their spineless and submissive attitude toward the tsarist regime in a period of mounting crisis, caused by the devastating defeats of the Russian army in the war with Japan. He writes with contempt of the manner in which the liberal politicians acquiesced in the war:

It was not enough for the [liberals] to join in the dirty work of a shameful slaughter and to take upon themselves—that is, to load upon the people—part of the expenses. They were not satisfied with tacit political connivance and acquiescent cover-up of the work of tsarism—no, they publicly declared to everyone their moral solidarity with those responsible for committing the greatest of crimes … One after the other they responded to the declaration of war with loyal pronouncements, using the formal rhetoric of seminars to express their political idiocy.…

And what about the liberal press? This pitiful, mumbling, groveling, lying, cringing, depraved and corrupting liberal press! [35]

One might be forgiven for believing that the young Trotsky was describing the Democratic Party of the United States and today’s New York Times. But more than a century ago, the foulness of bourgeois liberalism was well understood by socialists.

Even in an anthology which includes the work of other brilliant writers, in the early essays of Trotsky a new perspective finds expression in an original and powerful voice. What is most remarkable in these early writings is their vivid conceptualization and articulation of an emerging mass revolutionary movement of the working class and the elemental force of its struggle for power. In this sense, the contrast to Kautsky’s writings is striking. Even in the best work of the latter, when he is formulating and defending a revolutionary perspective, Kautsky’s portrayal of the clash of opposing class forces is detached, and seems to reflect the inner doubts of the writer. He left open the possibility, in a not very convincing manner, that the working class might be able, without resorting to violence, to frighten its class enemy into surrendering power! He wrote:

A rising class must have the necessary instruments of force at its disposal if it wants to dispossess the old ruling class, but it is not unconditionally necessary that it employ them. Under certain circumstances, awareness of the existence of such instruments can be enough to induce a declining class to come to an agreement peacefully with an opponent that has become overwhelming. [36]

It should, of course, be kept in mind that Kautsky was well aware of the hostility that existed within sections of the SPD, and especially within the trade unions, to any suggestion that the party believed in the inevitability of, let alone advocated, an armed struggle for power. Nor was he unmindful that incautious formulations, even in a theoretical journal, might be seized upon by the Prussian state as a pretext for an assault on the SPD. The fact that there existed influential voices within the upper echelons of the state that were continuously advocating a bloody showdown with the Social Democracy was well known. But still, it is evident that Kautsky had no clear answer to the unavoidable problem that confronted the working class in a modern capitalist state: how to overcome the resistance of the military forces at the disposal of the government? In one essay, Kautsky went so far as to suggest that the defeat of a government prepared to defend itself by mobilizing the military might not be possible. “The consciousness of technical military superiority makes it possible for any government that possesses the necessary ruthlessness to look forward calmly to a popular armed uprising.” [37]

Trotsky, as Day and Gaido, point out, “makes precisely the opposite argument: a mass strike will necessarily lead to armed conflict when the government responds with orders to shoot down strikers.” [38] While for Kautsky the issuing of orders to soldiers that they fire on workers might well mean the end of the revolution, for Trotsky such orders could lead to the end of the oppressors’ state. Trotsky noted that reactionaries tend to believe that the defeat of revolution requires only the sufficient application of repressive force. “Grand Duke Vladimir,” Trotsky observed laconically,

who spent his time in Paris studying not only the whorehouses but also the administrative-military history of the Great Revolution, concluded that the old order would have been saved in France if Louis’s government had crushed every sprout of revolution, without any wavering or hesitation, and if he had cured the people of Paris with a bold and widely organized blood-letting. On 9 January, our most august alcoholic showed exactly how this should be done.… Guns, rifles and munitions are excellent servants of order, but they have to be put into action. For that purpose, people are needed. And even though these people are called soldiers, they differ from guns because they feel and think, which means that they are not reliable. They hesitate, they are infected by the indecision of their commanders, and the result is disarray and panic in the highest ranks of the bureaucracy. [39]

This collection does not include Trotsky’s first definitive elaboration of the theory of permanent revolution, the famous Results and Prospects, which was published in 1906. But Day and Gaido do present a number of immensely important documents in which the development of Trotsky’s political thought—from the contemptuous exposure of the reactionary character of Russian liberalism to his conclusion that the logic of class struggle will compel the working class to take power—can be traced. These crucial preparatory works include Trotsky’s “Introduction to Ferdinand Lassalle’s Speech to the Jury,” “Social Democracy and Revolution,” and the “Foreword to Karl Marx, Parizhskaya Kommuna.” All of these essays date from 1905, the year in which Trotsky became chairman of the St. Petersburg Soviet and emerged as the greatest orator and mass leader of the first Russian revolution.

Trotsky’s “Introduction to Ferdinand Lassalle’s Speech to the Jury” is one of his early masterpieces. Lassalle had played a major role in the 1848 revolution in Germany, as a representative of the extreme left wing of the democratic forces. Arrested for inciting insurrection against Prussia, Lassalle wrote a speech in his own defense. The speech was never actually delivered in the courtroom, but thousands of copies of the written text were distributed throughout Germany and made a profound impression. Trotsky, as Day and Gaido observe, “obviously admired the grand rhetoric of Lassalle’s Speech to the Jury,” and it certainly influenced the form taken by Trotsky’s no less memorable speech when he was placed on trial in 1907 after the defeat of the 1905 revolution. [40]

In his “Introduction,” Trotsky drew lessons from the experience of the 1848 revolution to drive home the essential political point that in the contemporary struggle against the tsarist autocracy, the Russian bourgeoisie was the bitter enemy of the working class. The bourgeoisie had learned from the events of 1789–95 that revolution, however critical for the realization of its own interests, raised the danger of unintended consequences. As it succeeded in consolidating its own social and economic position, the more determined it became to resist the demands of the masses. In the ensuing conflict, the previously concealed nature of society emerged into the open. In a memorable passage, Trotsky described a revolutionary epoch as “a school of political materialism.”

It translates all social norms into the language of force. It gives influence to those who rely upon force and are united, disciplined, and ready to take action. Its mighty tremors drive the masses onto the field of struggle and reveal to them the ruling classes—both those who are departing and those who are arriving. For exactly this reason, it is terrifying both for the class that is losing power and for the one acquiring power. Once they have entered upon this road, the masses develop their own logic and go much further than necessary from the viewpoint of the new bourgeois arrivals. Every day brings new slogans, each more radical than the previous one, and they spread as rapidly as blood circulates in the human body. If the bourgeoisie accepts revolution as the starting point of a new system, it will deprive itself of any opportunity to appeal to law and order in opposing the revolutionary encroachments of the masses. That is why a deal with reaction, at the expense of the people’s rights, is a class imperative for the liberal bourgeoisie.

This applies equally to its position before, during, and after the revolution. [41]

At the end of his careful review of the German bourgeoisie’s betrayal of the democratic revolution of 1848, Trotsky drew the essential political conclusion: a half-century later, there existed even less possibility that the bourgeoisie would play any sort of progressive political role. Moreover, the global development of capitalism during the preceding half-century had drawn the Russian bourgeoisie into a world-wide system of political domination and economic exploitation. It is at this point that Trotsky calls attention to a new and decisive factor in the development of the Russian revolution:

Imposing its own type of economy and its own relations on all countries, capitalism has transformed the entire world into a single economic and political organism. And just as modern credit binds thousands of enterprises together by an invisible thread and imparts astounding mobility to capital, eliminating numerous small and partial crises while at the same time making general economic crises incomparably more serious, so the entire economic and political functioning of capitalism, with its world trade, its system of monstrous state debts and international political alliances, which are drawing all the reactionary forces into a single worldwide joint-stock company, has not only resisted all partial political crises but has also prepared the conditions for a social crisis of unprecedented dimensions. Internalizing all the pathological processes, circumventing all the difficulties, brushing aside all the profound questions of domestic and international politics, and hiding all the contradictions, the bourgeoisie has postponed the denouement while simultaneously preparing a radical, worldwide liquidation of its supremacy. It has avidly clung to every reactionary force without questioning its origins.…

From the very outset, this fact gives currently unfolding events an international character and opens up majestic prospects. Political emancipation, led by the Russian working class, is raising the latter to heights that are historically unprecedented, providing it with colossal means and resources, and making it the initiator of capitalism’s worldwide liquidation, for which history has prepared all the objective preconditions. [42]

These paragraphs mark Trotsky’s emergence as a strategist of world socialist revolution!

Beneath the impact of the monumental strike of October 1905 and the creation of the St. Petersburg Soviet, the most advanced socialist thinkers struggled to discover the political formula that would reconcile the ever more glaring contradiction between the economic backwardness of Russia—which was, according to the conventional interpretation of Marxism, unprepared for socialist revolution—and the undeniable reality that the working class was the decisive force in the unfolding revolutionary situation. Where was the revolution going? What could the working class expect to achieve?

Parvus, writing in November 1905, advised that,

The direct revolutionary goal of the Russian proletariat is to achieve the kind of state system in which the demands of workers’ democracy will be realized. Workers’ democracy includes all of the most extreme demands of bourgeois democracy, but it imparts to some of them a special character and also includes new demands that are strictly proletarian. [43]

The Russian revolution, he explained, “creates a special connection between the minimum program of Social Democracy and its final goal.” Parvus then added:

This does not imply the dictatorship of the proletariat, whose task is a fundamental change of production relations in the country, yet it already goes beyond bourgeois democracy. We are not yet ready in Russia to assume the task of converting the bourgeois revolution into a socialist revolution, but we are even less ready to subordinate ourselves to a bourgeois revolution. Not only would this contradict the first premises of our entire program, but the class struggle of the proletariat also drives us forward. Our task is to expand the limits of the bourgeois revolution by including within it the interests of the proletariat and by creating, within the bourgeois constitution itself, the greatest possible opportunities for social-revolutionary upheaval. [44]

Even Parvus seemed to retreat before the problem posed by the backwardness of Russian economic development and the political dynamism of the working class.

One month later, in his foreword to Marx’s speech on the Paris Commune, Trotsky asserted that there was a solution to this problem. But to find it required the understanding that there did not exist a formal and mechanical relationship between the level of development of the productive forces of a given country and the capacity of its working class to take power. The calculations of the revolutionary party had to include other critical factors, i.e., “the relations of class struggle, the international situation, and finally, a number of subjective factors that include tradition, initiative, and readiness for the fight.” [45] What conclusion followed from this insight? Trotsky declared: “In an economically backward country, the proletariat can come to power sooner than in a country of the most advanced capitalism.” [46] A half-century of socio-economic development, decades of theoretical work, and the experience of a revolution was necessary to arrive at this conclusion.

Trotsky had, at this point, worked out the basic outline of his theory of permanent revolution. In fact, passages from his “Introduction” to Lassalle’s speech and his “Foreword” to Marx’s speech on the Paris Commune were reproduced in Results and Prospects. However, even as he prepared the writing of this crucial work, Trotsky continued to find encouragement and inspiration in the writings of Kautsky.

Among the most important documents included in the Day-Gaido anthology is a virtually unknown work by Kautsky from February 1906, “The American Worker.” It was written as a reply to the study of American society by the German sociologist Werner Sombart (1863–1941), which bore the intriguing title, Why Is There No Socialism in the United States? The question was an important one. Obviously, from the political standpoint, it had to be addressed. What was the future of socialism if it remained unable to obtain a mass following in the working class within the most advanced capitalist country? Moreover, there was a critical theoretical issue that could not be ignored. How was one to explain, within the framework of Marxist theory, the following paradox: In the United States, the most advanced capitalist country, socialism seemed to be making very little headway. But in Russia, among the countries where capitalism was the least developed, socialism was advancing by leaps and bounds. How was the paradox to be explained? Yet another question was raised. If, as Marx had indicated, the advanced countries revealed the “pattern” of development which less developed countries would necessarily reproduce, what were the implications of the “non-socialist” pattern of development of the most advanced and powerful country in the world? Sombart, drawing the most conservative conclusions, argued that the United States showed Europe its future.

Kautsky raised an objection. Sombart’s claim, he wrote, “can be accepted only with great reservations.” The sociologist’s error was to abstract American conditions in a one-sided manner out of a complex totality of economic, social and political relations formed on the basis of the global development of capitalism. Sombart failed to note that the pattern of development with which Marx was most familiar, that of England, had not been simply reproduced in other countries. The England of Marx’s time possessed the most developed industry. But the advance of industrial capitalism generated the opposing tendencies of proletarian resistance and organization. So England saw the emergence of Chartism, and later trade unions and social legislation. But this development, in which there existed interaction of capitalist development and working class counter-action, did not establish a universal “pattern.”

Kautsky explained:

Today, there is a whole series of countries in which capital controls the whole of economic life, but none of them has developed all the aspects of the capitalist mode of production to the same extent. There are, in particular, two states that face each other as extremes, in which one of the two elements of this mode of production is disproportionately strong, i.e., stronger than it should be according to its level of development: in America, the capitalist class; in Russia, the working class. [47]

Which country, then, showed Germany its future? Kautsky answered:

Germany’s economy is closest to the American one; its politics, on the other hand, are closest to the Russian. In this way, both countries show us our future; it will have a half-American, half-Russian character. The more we study Russia and America, and the better we understand both, the more clearly we will be able to comprehend our own future. The American example alone would be as misleading as the Russian.

It is certainly a peculiar phenomenon that precisely the Russian proletariat should show us our future—as far as the rebellion of the working class, not the organization of capital, is concerned—because Russia is, of all the great states of the capitalist world, the most backward. This seems to contradict the materialist conception of history, according to which the economic development constitutes the basis of politics. But, in fact, it only contradicts that kind of historical materialism of which our opponents and critics accuse us, by which they understand a ready-made model and not a method of inquiry. They reject the materialist conception of history only because they are unable to understand it and apply it fruitfully. [48]

It is not possible, without adding substantially to the length of this review, to examine Kautsky’s explanation of the peculiarity of America’s political development. Suffice it to say that Kautsky offered an extremely insightful analysis of the economic and social environment that made it exceptionally difficult for socialism to advance in America as it had in Europe. Among the factors to which he pointed was the manner in which the great wealth of American capitalism corrupted a substantial section of the intelligentsia, rendering it indifferent to the political and social needs of the working class. Nevertheless, Kautsky concluded that, despite the many obstacles, socialism would eventually make extraordinary advances in the United States.

Kautsky’s “The American Worker” exerted a powerful influence on Trotsky, as he explicitly acknowledged in Results and Prospects. He included in his work passages from the paragraphs cited above. Trotsky never denied the immense debt that he and others of his generation owed to Kautsky. Trotsky did not forgive Kautsky’s later betrayals, but he saw no need to minimize, let alone deny, his achievements. Trotsky remembered Kautsky, at the time of his death in 1938, “as our former teacher to whom we once owed a great deal, but who separated himself from the proletarian revolution and from whom, consequently, we had to separate ourselves.” [49]

If Kautsky’s vital contribution to Trotsky’s elaboration of the theory of permanent revolution needs to be stressed, it is because so much ink has been wasted by the petty-bourgeois anti-Marxist left on behalf of its efforts to completely discredit the theoretical heritage of socialism, in whose development Kautsky played a major role. The denunciations of the whole corpus of Kautsky’s work, promoted by the Frankfurt School and amplified by diverse varieties of petty-bourgeois radicalism, have been from the right, directed not at explaining the nature and objective source of the weaknesses of the pre-1914 Social Democracy, but rather against its greatest strength—that it was based on and sought to educate, politically and culturally, the working class. The study of Kautsky’s writings, written before he succumbed to the political pressures bearing down on the pre-1914 Social Democracy, will make possible a deeper understanding of the development of Marxist thought, including that of Lenin and Trotsky. This reviewer endorses fully the words with which Day and Gaido conclude their introduction to this splendid volume:

The theory of permanent revolution has been a focus of debate for decades, not only between Trotsky’s followers and his critics but also amongst academic historians. But in the court of history, as Trotsky understood very well when judging Kautsky, fairness and decency require that participants be assured every opportunity to speak for themselves. [50]

Between the years 1903 and 1907 Marxist social and political thought underwent an extraordinary development. To study these documents is to return to an age when political thought stood incomparably higher than it does today. This review, despite its length, has provided only a glimpse of the riches contained in Witnesses to Permanent Revolution. It is inevitable that documents as complex and far-ranging as those presented in this anthology lend themselves to diverse interpretations. I have indicated certain areas where I disagree with the judgments of Richard Day and Daniel Gaido. But this does not diminish in the least my very great appreciation, which will be felt by many socialists, for their important contribution to the revival of interest in the development of revolutionary theory in the twentieth century.

To order Witnesses to Permanent Revolution from Mehring Books, click here.

Footnotes:

[1] The New Course (London: New Park, 1972), p. 45.[back]

[2] Witnesses to Permanent Revolution: The Documentary Record edited and translated by Richard B. Day and Daniel Gaido. (Brill, 2009). p. 3.[back]

[3] Ibid, pp. 9–10.[back]

[4] Marx Engels Collected Works, Volume 10 (London: Lawrence & Wishart, 1978), p. 280.[back]

[5] Ibid, p. 287.[back]

[6] Day and Gaido, p. 63.[back]

[7] Ibid, p. 181.[back]

[8] Ibid, p. 569.[back]

[9] Ibid.[back]

[10] Ibid, p. 223.[back]

[11] Ibid, p. 541.[back]

[12] Ibid, pp. 642–43.[back]

[13] Ibid, p. 36.[back]

[14] Ibid, p. 376.[back]

[15] Ibid, p. 407.[back]

[16] Ibid, p. 374.[back]

[17] Ibid, p. 375.[back]

[18] Ibid, p. 70.[back]

[19] Ibid.[back]

[20] Ibid, pp. 133–34.[back]

[21] Ibid, pp. 121–22.[back]

[22] Lenin, Collected Works, Vol. 5 (Moscow: Foreign Languages Publishing House, 1961), p. 384.[back]

[23] Day and Gaido, p. 70.[back]

[24] Ibid, p. 473.[back]

[25] “Three Conceptions of the Russian Revolution,” in Writings of Leon Trotsky 1939–40 (New York: Pathfinder, 1973), p. 67.[back]

[26] Lenin, Collected Works, Vol. 9 (Moscow: Progress Publishers, 1972), pp. 56–57.[back]

[27] “Three Conceptions,” p. 68.[back]

[28] Day and Gaido, p. 257.[back]

[29] Collected Works, Vol. 9, p. 48.[back]

[30] Day and Gaido, p. 252.[back]

[31] Ibid, p. 261.[back]

[32] Ibid.[back]

[33] Ibid, 267.[back]

[34] Ibid, pp. 267–68.[back]

[35] Ibid, pp. 282–84.[back]

[36] Ibid, p. 247.[back]

[37] Ibid, p. 236.[back]

[38] Ibid. p. 334.[back]

[39] Ibid, p. 347.[back]

[40] Ibid, p. 411.[back]

[41] Ibid, p. 416.[back]

[42] Ibid, pp. 444–45.[back]

[43] Ibid, p. 493.[back]

[44] Ibid, emphasis added.[back]

[45] Ibid, p. 502.[back]

[46] Ibid.[back]

[47] Ibid, pp. 620–21.[back]

[48] Ibid, p. 621.[back]

[49] Ibid, p. 58.[back]

[50] Ibid.[back]

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Our flexible understanding of democracy

April 21, 2011

Time and again, the U.S.conditions its support for democracy to the furthering of social and economic objectives

By Noam Chomsky
Note: This is a reposting of our previous version.

Libyan pro and anti-Moammar Gadhafi protesters fight in the street in front of the Arab League headquarters in Cairo, Egypt, Thursday, April 14, 2011. U.N. Secretary-General Ban Ki-moon chaired a Cairo meeting of regional and international organizations on Libya and set three targets: reaching and implementing a cease-fire, delivering humanitarian aid and starting a dialogue on Libya's future. (Khalil Hamra/AP)

Noam Chomsky

Despite all the changes since, there is every reason to suppose that today’s policy-makers basically adhere to the judgment of President Franklin Delano Roosevelt’s influential advisor A.A. Berle that control of the incomparable energy reserves of the Middle East would yield “substantial control of the world.” And correspondingly, that loss of control would threaten the project of global dominance that was clearly articulated during World War II, and that has been sustained in the face of major changes in world order since that day.

The invisible hand of power

Support for democracy is the province of ideologists and propagandists. In the real world, elite dislike of democracy is the norm. The evidence is overwhelming that democracy is supported insofar as it contributes to social and economic objectives, a conclusion reluctantly conceded by the more serious scholarship.

It is normal for the victors to consign history to the trash can, and for victims to take it seriously. Perhaps a few brief observations on this important matter may be useful. Today is not the first occasion when Egypt and the U.S. are facing similar problems, and moving in opposite directions. That was also true in the early nineteenth century.

The Iranian and Chinese “threats”

Grand Area doctrines continue to apply to contemporary crises and confrontations. In Western policy-making circles and political commentary the Iranian threat is considered to pose the greatest danger to world order and hence must be the primary focus of U.S. foreign policy, with Europe trailing along politely.

Privatizing the planet

While wealth and power have narrowly concentrated, for most of the population real incomes have stagnated and people have been getting by with increased work hours, debt, and asset inflation, regularly destroyed by the financial crises that began as the regulatory apparatus was dismantled starting in the 1980s.

Another fine target, always, is immigrants. That has been true throughout U.S. history, even more so at times of economic crisis, exacerbated now by a sense that our country is being taken away from us: the white population will soon become a minority. One can understand the anger of aggrieved individuals, but the cruelty of the policy is shocking.

All of this, and much more, can proceed as long as the Muashar doctrine prevails. As long as the general population is passive, apathetic, diverted to consumerism or hatred of the vulnerable, then the powerful can do as they please, and those who survive will be left to contemplate the outcome.

ABOUT THE AUTHOR
Power and Terror, The Essential Chomsky (edited by Anthony Arnove), a collection of his writings on politics and on language from the 1950s to the present, Gaza in Crisis, with Ilan Pappé, and Hopes and Prospects, also available as an audiobook. This piece, adapted from a talk given in Amsterdam in March, originally appeared on TomDispatch. The opinions expressed in this commentary are solely those of the author.

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